Notes
Article history
The research reported in this issue of the journal was funded by the HTA programme as project number 10/131/01. The contractual start date was in January 2013. The draft report began editorial review in January 2016 and was accepted for publication in July 2016. The authors have been wholly responsible for all data collection, analysis and interpretation, and for writing up their work. The HTA editors and publisher have tried to ensure the accuracy of the authors’ report and would like to thank the reviewers for their constructive comments on the draft document. However, they do not accept liability for damages or losses arising from material published in this report.
Declared competing interests of authors
Jane Anderson reports grants, personal fees and non-financial support from Gilead Sciences, personal fees from ViiV, personal fees from Jansen, personal fees from Merck Sharpe & Dohme Corp., personal fees and non-financial support from Bristol-Myers Squibb outside the submitted work. Elizabeth Murray is the Managing Director of HeLP-Digital, a not-for-profit community interest company, which disseminates digital health interventions to the NHS in the UK. She does not, and will not, receive any remuneration for this work.
Permissions
Copyright statement
© Queen’s Printer and Controller of HMSO 2016. This work was produced by Bailey et al. under the terms of a commissioning contract issued by the Secretary of State for Health. This issue may be freely reproduced for the purposes of private research and study and extracts (or indeed, the full report) may be included in professional journals provided that suitable acknowledgement is made and the reproduction is not associated with any form of advertising. Applications for commercial reproduction should be addressed to: NIHR Journals Library, National Institute for Health Research, Evaluation, Trials and Studies Coordinating Centre, Alpha House, University of Southampton Science Park, Southampton SO16 7NS, UK.
Chapter 1 Introduction
Men’s sexual health
Sexually transmitted infections (STIs) are a major public health problem as they result in high social and economic costs. 1,2 Condoms are effective for prevention of STIs, but there are many barriers to successful condom use, for example decrease in sensation, interruption of sex, incorrect size or fit, use of alcohol/recreational drugs, anxiety affecting sexual performance and stigma associated with carrying condoms. 3,4 Condoms may be perceived as a barrier to intimacy and trust,4 and their use is often lower in established relationships. 5
As men often have the power to influence condom use for penetrative sex (because they wear condoms), efforts are needed to target the obstacles to condom use that men face. 3 Although there are a variety of health promotion interventions aimed at improving sexual health for men who have sex with men (MSM), there are fewer interventions specifically for adult men who have sex with women (MSW),6,7 despite the fact that MSW report much less consistent condom use than MSM. 8 Men are less likely than women to visit health professionals and generally have shorter clinic appointments,9,10 and so may be less likely to be offered health promotional advice or risk reduction counselling in the context of routine appointments. Furthermore, men may be reluctant to discuss their sexual health with health professionals, partners or friends. 11 Therefore, an online intervention offers an alternative avenue to reach out to men. 12
Sexual health interventions
Guidance from the National Institute for Health and Care Excellence (NICE)1 recommends that people at a high risk of acquiring STIs are offered one-to-one structured discussions to address risk-taking and this is increasingly being offered as part of routine care in genitourinary medicine and other health-care settings. Although interventions such as motivational interviewing can have an impact on sexual behaviour,1 in practice, it is resource intensive to train and support staff and difficult to find time for structured discussions in busy clinical services. A potential alternative to such interventions is the use of interactive digital interventions (IDIs).
We define IDIs as ‘computer-based programmes that provide information and one or more of decision support, behaviour-change support, or emotional support for health issues’. 12 IDIs require contributions from users to produce personally relevant tailored material and feedback, and are highly suitable for sexual health promotion because access can be private, anonymous and self-paced,13 which may be particularly important for men who may be reluctant to disclose a lack of knowledge or skill. Interventions can be targeted for specific groups (e.g. by age, sex or sexuality) and content can be tailored for individuals. 14 IDIs can be expensive to develop, but offer the advantages of intervention fidelity15 and the potential to reach large audiences at relatively low dissemination costs.
Interactive digital interventions can improve sexual behaviour (including condom use) as well as increasing knowledge, self-efficacy and safer sex intention. 12,16 Further evidence is needed to establish the effects on biological outcomes, such as STIs, and cost-effectiveness. Interventions are more likely to be effective if they are grounded in theory17 and involve a high level of user input in the development process. 18 Therefore, this project sought to develop a theory- and evidence-based IDI, developed with a high level of user input, which was aimed at increasing condom use in MSW. This report outlines the development process of the IDI, a pilot trial of the IDI, a health economic assessment and a qualitative evaluation of the trial procedures. The overall aim was to produce a rigorously developed intervention underpinned by behaviour change theory, and recommendations for how this intervention could be assessed for clinical effectiveness and cost-effectiveness in sexual health clinic settings.
Chapter 2 Intervention development
Introduction
Understanding the exact nature and content of complex behaviour change interventions is important for understanding which intervention components are the ‘active ingredients’ of a behaviour change intervention;19 however, intervention designs are not often well described in publications. 20 As a result, replication is difficult and future intervention designers cannot learn from what is and what is not effective. 20,21 Lack of detail in the description of the content and development process for an intervention limits the evaluation of its quality or the possibility of linking content to outcome. A further issue is that, even if one is aware that theory and user involvement should be incorporated into intervention development, it can be difficult to know exactly how to achieve this.
This paper outlines the development process of the Men’s Safer Sex website and, thus, provides transparency for readers and an example of how an evidence- and theory-based IDI may be developed.
The Behaviour Change Wheel
The Behaviour Change Wheel (BCW) (Figure 1) is one method that can be used to guide this process. 23 It provides a framework for the process of developing complex interventions and it represents a synthesis of 19 theoretical frameworks of behaviour change pathways. It has the advantage of being comprehensive (i.e. it covers all the main intervention functions and policy categories), coherent (i.e. categories within it are consistent and it provides systematic steps for intervention design) and linked to an overarching model of behaviour. The BCW has been used to develop interventions that were both acceptable to users and effective in achieving their aims. 24–26
The main steps are as follows.
Step 1: specifying the target behaviour and population
This involves specifying who needs to do what, where, when and how often. Having a specific target behaviour allows for a focused development process and facilitates deciding on appropriate measurable outcomes. 22 A well-defined target population enables the intervention developer to select an appropriate platform and tailor the content to the user’s specific needs and preferences.
Step 2: identifying theoretical domains that explain the behaviour
At the heart of the BCW is a model in which behaviour change is conceptualised as requiring a shift in capability, opportunity and/or motivation, with these three drivers being part of an interacting system [the capability, opportunity, motivation, behaviour (COM-B) model, see Figure 1]. Capability may be physical or psychological, opportunity may be physical or social and motivation may be reflective or automatic. These subdivisions can be further elaborated into 14 detailed theoretical domains, specified by the theoretical domains framework (TDF) (Table 1). 27 The TDF is an amalgamation of 128 theoretical constructs from 33 theories of behaviour and behaviour change. It can be used to conduct a theoretically based assessment of the problem,28,29 which identifies mechanisms of action to be targeted by the intervention. The advantage of using the TDF over a single theory of health behaviour is that it delineates multiple distinct explanatory domains, which may be more appropriate for the development of a complex intervention, as a greater number of potential influences on behaviour can be considered.
COM-B component | TDF domain | |
---|---|---|
Capability | Psychological | Knowledge |
Cognitive and interpersonal skills | ||
Memory, attention and decision processes | ||
Behavioural regulation | ||
Physical | Skills | |
Opportunity | Social | Social influences |
Physical | Environmental context and resources | |
Motivation | Reflective | Social/professional role and identity |
Beliefs about capabilities | ||
Optimism | ||
Beliefs about consequences | ||
Intentions | ||
Goals | ||
Automatic | Reinforcement | |
Emotion |
Step 3: identifying how explanatory domains should be targeted
The BCW outlines nine possible ‘intervention functions’ that may be utilised: education, persuasion, incentivisation, coercion, training, restrictions, environmental restructuring, modelling and enablement. These delineate what ‘function’ the intervention will serve (i.e. to educate people, to train people, to coerce people) and appropriate functions are recommended for each of the explanatory domains identified in Step 2: identifying theoretical domains that explain the behaviour. 22,23 At this point, it is important to consider which methods will be most appropriate for the intervention given its context, that is target population and setting (e.g. in terms of acceptability, affordability and practicability). 22
Step 4: selecting standardised behaviour change techniques
Once intervention functions have been identified, it is possible to identify the standardised behaviour change techniques (BCTs) that are relevant to each function. A BCT is an active component of an intervention designed to change behaviour30 and BCTs are applicable to a range of health behaviours. 31 One can therefore select BCTs considering the appropriateness for the population, setting and intervention format. This approach has been used successfully in a range of interventions varying in mode of delivery, content, target behaviour and context. 21,24,32
In addition to the steps outlined here, the BCW also includes nine ‘policy’ categories to select from when developing interventions on a wider scale, for example changing legislation to encourage behaviour change on a population level; however, these were not considered relevant for this (individual-level) intervention.
The development process33 and content34 of the intervention are also reported elsewhere.
Methods
Three sources of data were used to inform the intervention development process: research literature, expert consultation and interviews with the target population (men in sexual health clinics). The BCW and the TDF were used as frameworks to guide the analysis and synthesis of the evidence. Ethics approval was provided by the London City and East NHS Research Ethics Committee (reference number 13/LO/1801). The intervention website was developed by a software development company (Digital Life Sciences, Birmingham, UK).
Data collection
Research literature
A targeted literature review identified research on men’s barriers to condom use. Search terms included ‘men’, ‘heterosexual’, ‘condom’ and ‘barriers’. Databases searched included Web of Knowledge databases (including MEDLINE, EMBASE, PsycINFO) and Google Scholar (Google Inc., Mountain View, CA, USA), selecting articles on risk factors for non-condom use, theoretical correlates of condom use and men’s barriers to using condoms. The full text of 27 papers was included, consisting of reviews, qualitative studies and cross-sectional, longitudinal, population-based and experimental designs. 33 These were summarised and synthesised into themes and subthemes (Table 2).
Theme | Subtheme |
---|---|
Barriers to condom use | Pleasure |
Interruption of sexual activity | |
Intimacy | |
Making judgements about risk | |
Saying one thing and doing another – the intention–behaviour gap | |
Partner perceptions/influence | |
Difficulty using condoms | |
Alcohol | |
Lack of perceived risk | |
Condom problems (e.g. breaking, discomfort) | |
Lack of awareness about risk of oral sex | |
Facilitators of condom use | Condoms as prevention against pregnancy |
Reflection on past behaviour as a motivator | |
Awareness/close personal experience of pregnancy or STI | |
Seeing condom use as an ‘essential behaviour’ | |
Avoidance of STI | |
Dislike of visiting clinic | |
Having condoms available | |
Communication about condoms with partner | |
Theoretical/psychosocial predictors | Norms |
Attitudes | |
Self-efficacy | |
Perceived susceptibility/risk | |
Perceived benefits and barriers | |
Outcome expectancies |
Expert consultation
Two expert workshops were held. Attendees at the first day-long workshop included 13 experts in the area of men’s sexual health and/or behaviour change, including sexual health clinicians, health advisors and academic professors. The workshop was structured around the BCW, asking participants to give their opinions about the explanatory domains, intervention functions and the format of the intervention.
A second (half-day) workshop was held following interviews with male clinic attenders to guide final decisions regarding the intervention design and content. This workshop included five experts in the fields of sexual health, sex education and web development. Participants were presented with the findings from the development process and asked to prioritise aspects of intervention content. This informed decisions regarding resource allocation during the creative process of designing intervention features. For example, while interactive features were considered the ideal, budget constraints meant that we could not develop interactive features to target every influence on behaviour. Therefore, some ‘lower priority’ influences on behaviour (or those for which interactive features were deemed inappropriate, e.g. sexual pleasure) were targeted with written information.
Interviews with the target population
Semistructured qualitative interviews were conducted with 20 men who visited sexual health clinics to gain information from the target population regarding barriers to, and facilitators of, condom use, as well as potential intervention design, content and mode of delivery.
Participants were recruited from two sexual health clinics in central London. Men attending sexual health drop-in clinics between February and April 2013, who were aged > 18 years and who had not been diagnosed with human immunodeficiency virus (HIV) or hepatitis were eligible to participate. They were given a leaflet about the study and asked to approach the researcher if they wished to take part. Participants were aged between 20 and 52 years (mean = 31 years); seven identified themselves as white British, nine as black (black African or British), two as European, one as Chinese and one as mixed ethnicity; 17 interviewees were currently sexually active with female partners and three with male partners (the decision to focus solely on MSW was made partway through the fieldwork process, hence why a small number of MSM were included in the sample).
Participants were asked about their experiences and views on using condoms and their interest in a potential sexual health website. Interviews lasted between 30 and 60 minutes and were audio-recorded. The recordings were listened to, and initial themes summarised and then analysed using qualitative thematic content analysis35 and the categories provided by the BCW. 22,23
User testing
Focus groups (n = 3) were held with male sexual health clinic users (N = 16) to refine the Men’s Safer Sex website content and design. After each focus group, themes were summarised and content and design changes were made in response to the feedback. Once an initial version of the website was ready, interviews were conducted with male sexual health clinic users (n = 7) to ensure acceptability, relevance and understanding, and to identify any software errors or usability issues. These findings fed into the final version of the intervention.
Intervention development: processes and outcomes
The following section outlines the methods (processes) and results (outcomes, i.e. implications for the intervention) for each step of the intervention development process.
Step 1: specifying the target behaviour and population
Process
The target behaviour and population were discussed at the initial expert workshop. Final decisions regarding this were made by the study team.
Outcome
Condom use was predefined as the specified target behaviour. MSM were identified in the expert workshop as a high-risk group for acquiring STIs; however, the research team identified a number of existing interventions for MSM but a lack of interventions for MSW;6,7 therefore, it was decided that the intervention would target MSW. Men in sexual health clinic settings may be at higher risk of repeat STIs,36 as having had one STI is a risk factor for acquiring another, and so it was decided that the intervention would be targeted at men in clinic settings. We worded the website advice in a gender-neutral way, whenever possible, to make it relevant for men with any sex of partner(s) (e.g. how to tackle problems with condoms). However, the Men’s Safer Sex website particularly targeted MSW, as they are underserved with web resources, and photographic images represented women as sexual partners and not men.
The target behaviour and population also influenced the choice of intervention format (i.e. an interactive website or a smartphone application). Technology-use data suggested that there was a high level of smartphone use in the target population; however, it was difficult to select a platform [e.g. Android™ (Google Inc., Mountain View, CA, USA), iOS (Apple Inc. Cupertino, CA, USA)] that was used by the majority of the population and the budget precluded developing the application for more than one platform. Issues of privacy or lack of motivation were also a concern for potentially preventing users from downloading an application about condoms onto their smartphone. As a result, it was decided that the intervention would take the form of an interactive website, rather than a smartphone application.
Step 2: identifying theoretical domains that explain the behaviour
Process
In order to determine which domains should be targeted within the intervention, data from the interviews, workshops and literature review were organised into the categories of the COM-B and TDF (see Table 1), coding the data using the TDF as a coding frame, initially for each data source, then findings were synthesised. Domains were prioritised in order of importance to guide decisions regarding what to target with the website, considering available resources. Domains were considered important if they were strongly supported by all three data sources. When evidence from the data sources was conflicting, the research team discussed each case and made a decision regarding whether or not it should be targeted and how much of a priority it should be, drawing on their knowledge and experience of the field.
Outcome
Out of the 14 domains in the TDF, 12 were deemed to be important and were therefore targeted by the intervention: skills; knowledge; cognitive and interpersonal skills; social/professional role and identity; beliefs about capabilities; beliefs about consequences; goals; intentions; memory, attention and decision processes; emotion; environmental context and resources; and social influences (Table 3).
Domain | Findings | Intervention functions | BCTs |
---|---|---|---|
Skills | High rate of errors in condom use37 | Training | Instruction on how to perform the behaviour; demonstration of the behaviour |
Knowledge | Men lacked knowledge about condom sizes and types and how they may improve pleasure and comfort (interviews) | Enablement | Problem-solving |
Men had incorrect knowledge about risk of acquiring STIs (interviews); knowledge about risk is related to condom use38 | Education | Information about health consequences; vicarious consequences | |
Cognitive and interpersonal skills | Communication related to use of condoms;38 difficulty knowing when to suggest condom use (interviews); fear that partner may be offended;39 difficulty negotiating if partner is reluctant (interviews) | Education, training, persuasion, enablement | Instruction on how to perform the behaviour; information about social and environmental consequences; information about others’ approval; information about health consequences; verbal persuasion about capability |
Memory, attention and decision processes | Being caught in the ‘heat of the moment’ leads to non-condom use (owing to high level of arousal and lust and competing desire for increased pleasure) (interviews)40 | Enablement, education, training, environmental restructuring | Problem-solving; verbal persuasion about capability; information about health consequences; instruction on how to perform a behaviour; information about antecedents; restructuring the physical environment; anticipated regret; mental rehearsal of successful performance |
Emotion | |||
Social/professional role and identity | Self-concept and values are related to condom use39,41 (e.g. fostering/reinforcing being ‘responsible person’, who cares about others’ health, may be a facilitator of condom use) | Persuasion | Information about others’ approval |
Beliefs about capabilities | Literature suggested this may be an important predictor of behaviour38,42 | Enablement | Verbal persuasion about capability; mental rehearsal of successful performance |
Beliefs about consequences | Perceptions that condoms negatively impact on pleasure and intimacy related to non-use (interviews)3,43–48 | Persuasion, enablement, education, incentivisation, training, environmental restructuring | Non-specific incentive; restructuring the physical environment; instructions on how to perform the behaviour; behaviour substitution; information about health consequences; focus on past success, distraction; behavioural practice/rehearsal; anticipated regret; information about social and environmental consequences; social incentive |
Belief that STIs do not have negative consequences for men (interviews) | Education | Information about health consequences | |
Intentions | Literature suggested this may be an important predictor of behaviour38,49 | The aim of the intervention as a whole was to increase intention. Specific intervention functions and BCTs not identified | |
Goals | Goal-setting may be an important tool to implement advice in the intervention50,51 | Enablement | Goal-setting; action-planning; review behaviour goals |
Environmental context and resources | Intoxication owing to alcohol or recreational drugs often prevents condom use (interviews)52 | Enablement, education, incentivisation | Problem-solving; verbal persuasion about capability; information about social and environmental consequences; information about antecedents; anticipated regret; non-specific incentive |
Social influence | Men generally had a desire for a good reputation for sexual performance and their partner’s opinions held a lot of importance (interviews)39 | Persuasion, education, incentivisation | Information about others’ approval; social incentive |
The most prominent domains were beliefs about consequences (impact on pleasure), knowledge (about risk of STIs and about condom sizes and types) and memory, attention and decision processes/emotion (difficulty using condoms in the ‘heat of the moment’). Therefore, psychological capability and reflective and automatic motivation were found to be important targets for change for this population.
Some domains contained one or more subthemes. ‘Beliefs about consequences’ incorporated both beliefs about the impact of condoms on sexual pleasure and the belief that STIs were not serious and did not have negative long-term consequences for men. A prominent aspect of knowledge was knowledge about the risk of acquiring STIs; men often felt that they could judge the risk of a situation (e.g. by a partner’s appearance or whether or not the partner was in a relationship). In addition, a lack of knowledge regarding condom sizes and types and how they might impact on sexual pleasure was identified. Some barriers to condom use fell into more than one domain, for example being caught in the ‘heat of the moment’ was considered to come under ‘emotion’ as it relates to lust; however, this emotion also interfered with memory, attention and decision processes.
For some domains, the sources of evidence were inconsistent. For example, both experts and interview participants considered that men possessed the skills in applying condoms; however, evidence from the literature suggests that rates of errors in condom use are high (e.g. putting it on the wrong way then turning it over, failing to squeeze air from the tip). 37 Therefore, the research team decided that it was important to target this domain.
Step 3: identifying how explanatory domains should be targeted
Process
Once appropriate domains had been selected, intervention functions were then identified by reviewing the possibilities for each domain as defined in the BCW guide22 and considering which functions were likely to be most effective given the fieldwork findings. Consideration was given to the preferences outlined by participants in the interviews as well as what would be feasible and affordable to include (in terms of software development).
Outcome
A full outline of the intervention functions selected for each domain can be found in Table 3. For the majority of domains, the intervention functions were very straightforward to select. For example, ‘skills’ lends itself to ‘training’ and ‘knowledge’ lends itself to ‘education’. Persuasion and enablement were used in a number of sections of the website to target motivation. Coercion and restriction were deemed to be inappropriate, unfeasible and potentially unacceptable to participants.
Step 4: selecting standardised behaviour change techniques
Process
A number of potential BCTs appropriate for each intervention domain and function were identified using the BCW guide. 22,31 These were reviewed for appropriateness to the population and intervention format, and a list of proposed BCTs for each domain was created. The selected BCTs were translated into the website intervention features and activities in a creative process involving the research team and the software development company, which also ensured that the ideas were feasible and affordable. Website content was then reviewed in comparison with the BCT taxonomy31 to confirm that activities and wording met the standardised criteria for each proposed BCT.
Outcome
Once BCTs were selected, they needed to be conceptualised into intervention features. The intervention website was designed to be ‘interactive’, whereby users can input information and get personalised feedback within the website. Resources were focused on domains which (1) were deemed most important and (2) afforded themselves to interactive features. For example, an interactive feature which addressed barriers to condom use (‘problem-solving’) solicited men’s own problems with condoms and then provided tailored information regarding condom types to address those problems. Giving ‘information about health consequences’ was made more engaging by asking users to guess the answers to questions about STI risk.
Intervention content
Here we describe the content and functionality of the intervention website by providing each intervention section/topic, the rationale for it, the relevant BCTs and the subsequent content included in the intervention.
Barriers to condom use
Rationale
Interventions that are tailored to users are more likely to be effective. 53 The interviews and literature review identified a multitude of potential barriers to condom use. 3
Behaviour change techniques
-
Problem-solving.
Content
On first using the website, users were asked to select the reasons why they personally did not use condoms from 12 possible options, which were identified through our fieldwork (condoms too tight or uncomfortable, reduced pleasure, not knowing when or how to suggest it, being drunk or having taken drugs, losing erection, being in a relationship, difficulty stopping in the heat of the moment, partner not wanting to use condoms, partner might be offended, sex does not feel as good, STIs are easily treated and they often break or slip off). The homepage (Figure 2) was then tailored to each individual user by ensuring that the content that addressed the barriers selected was displayed prominently in the centre of the page.
Condoms: the basics
Rationale
Although data from the workshops and interviews suggested that men feel competent in applying condoms, the literature review identified high rates of errors and problems with condom use. 37,54
Behaviour change techniques
-
Instructions for how to perform the behaviour.
-
Demonstration of the behaviour.
Content
This section included a short video demonstration and a click-through slideshow, which provided advice about using condoms correctly, highlighting the key steps in condom use and the areas in which people often make mistakes (Figure 3).
Condoms: tailored for you
Rationale
Evidence from our qualitative work and the literature suggested that condom size and type had a strong impact on acceptability of condoms, with poorly fitting or thicker condoms being viewed more negatively. Incorrect condom size was also related to problems such as breakage. 55
Behaviour change techniques
-
Problem-solving.
Content
The intervention website aimed to educate men about different sizes and types of condom, using a tailored feedback activity. In this activity, users were asked to identify problems they had with condoms and then offered tailored advice about and recommendations for condom types to help address those problems (Figure 4). For example, men suggesting that condoms were uncomfortable, small or problematic for breaking were offered advice about larger types of condoms. This activity was similar to the ‘barriers to condom use’ activity but focused on problems with the actual condom (rather than problems surrounding condom use in general), and gives specific condom-related feedback and recommendations.
Pleasure
Rationale
All data sources indicated that the belief that condoms reduce the pleasure of sex is a very important and common barrier to condom use.
Behaviour change techniques
-
Non-specific incentive.
-
Restructuring the physical environment.
-
Instructions on how to perform the behaviour.
-
Behaviour substitution.
-
Information about health consequences.
-
Focus on past success, distraction.
-
Behavioural practice/rehearsal.
-
Anticipated regret.
-
Information about social and environmental consequences.
-
Social incentive.
Content
This section incorporated written advice and videos. It gave advice about how to improve pleasure with condoms, how sex with condoms might be preferable to sex without condoms [e.g. by reducing worry (non-specific incentive)], how there are types of condom that may be more pleasurable and how to enjoy non-penetrative sex (behavioural substitution). BCTs were conceptualised within written text; for example, the ‘anticipated regret’ technique encouraged users to focus on avoiding the worry and hassle that may follow an episode of condomless sex and the ‘focus on past success’ technique was incorporated by encouraging men who had previously had problems with loss of erection to focus on occasions when they had not lost their erection.
Sexually transmitted infections: are you at risk?
Rationale
All the data sources suggested that men were aware of the benefits of using condoms and of some of the risks of condomless sex;38 however, our interviews highlighted a number of widespread incorrect beliefs about the risk of STIs (e.g. partners who are known to them or ‘seem clean’ are viewed as less risky).
Behaviour change techniques
-
Information about health consequences.
-
Vicarious consequences.
Content
The intervention included two interactive activities addressing STI risk, emphasising that the likelihood of acquiring STIs cannot be accurately judged (Figure 5). First, in ‘What’s the risk of STIs?’ a quiz presented facts and figures regarding STIs and their transmission (e.g. the number of people with undiagnosed HIV). This conceptualised the BCT of ‘information about health consequences’ in an interactive and visually appealing manner. Second, in ‘Are relationships safe?’ two animated diagrams demonstrated the way that STIs may spread within a network, common methods of transmission that people may not be aware of (e.g. oral sex) and how relationships may not be ‘safe’. This activity encompassed the BCT of ‘information about health consequences’, and also used ‘vicarious consequences’, by demonstrating the impact of risky sexual behaviours on others.
What women think
Rationale
Both the literature39 and our interviews with men identified fear of partners reacting negatively to suggestions of condom use as an important barrier to condom use. The literature also suggests that self-concept and personal values are related to carrying and using condoms;39,41 if a healthy behaviour is consistent with one’s identity, one may be more likely to perform the behaviour. 56 Our workshops and interviews identified fostering a sense of responsibility towards others as a potentially important factor in condom use.
Behaviour change techniques
-
Information about others’ approval.
-
Social incentive.
Content
This section included articles and videos portraying women as approving of men taking the responsibility for condom use and women not being offended by the suggestion of condoms. It also provided advice on responding to women who appeared to be offended. BCTs were conceptualised in written text and in videos, for example ‘social incentive’ was offered by suggesting that women would view men positively if they suggested condom use.
Slip-ups
Rationale
Pleasure or lust (being caught ‘in the heat of the moment’) was a widely quoted reason for non-use of condoms within the literature and our interviews with men. 3,57 All data sources identified alcohol as a strong barrier to condom use. The importance of carrying/the availability of condoms has been related to condom use in the literature and lack of availability was identified as a barrier by experts in the workshops.
Behaviour change techniques
-
Problem-solving.
-
Verbal persuasion about capability.
-
Information about health consequences.
-
Instruction on how to perform a behaviour.
-
Information about antecedents.
-
Restructuring the physical environment.
-
Anticipated regret.
-
Mental rehearsal of successful performance.
-
Information about social and environmental consequences.
-
Non-specific incentive.
Content
This section included articles and videos giving specific advice about how to overcome barriers due to the ‘heat of the moment’ and intoxication by discussing condoms with a partner in advance (instruction on how to perform the behaviour), considering potential regret (anticipated regret) and avoiding sex when under the influence of alcohol (information about antecedents). It also provided advice regarding making condoms available (e.g. carrying them, having them near the bed) (restructuring the physical environment). Again, BCTs were conceptualised in written text (e.g. the ‘verbal persuasion about capability’ technique included messages that men would be able to use condoms, despite high levels of arousal or intoxication). The ‘non-specific incentive’ technique was incorporated by telling users that if they wait to have sex when they are not intoxicated, they may perform better, please their partner more and get a better reputation for being a good lover.
Sexually transmitted infections: the facts
Rationale
In the qualitative interviews, men showed a lack of concern for catching STIs, as they did not feel that STIs had substantial negative consequences for men.
Behaviour change techniques
-
Information about health consequences.
Content
Users were presented with common misconceptions or questions about STIs and their transmission (e.g. ‘STIs are easily treated, aren’t they?’), which could be clicked to reveal the answer and some brief information.
Communication
Rationale
Although the literature38 and the experts in our workshop suggested that difficulties in negotiating condom use was a more salient barrier for women, evidence from the interviews with men suggested that, for some, this was an issue, and for most men the opinions of their partner were important when deciding whether or not to use a condom.
Behaviour change techniques
-
Instruction on how to perform the behaviour.
-
Information about social and environmental consequences.
-
Information about others’ approval.
-
Information about health consequences.
-
Verbal persuasion about capability.
Content
This section offered information about specific strategies for suggesting, discussing and negotiating condom use. BCTs were conceptualised in written information, for example ‘information about social and environmental consequences’ included giving advice that talking about condoms before sex would mean both partners can relax and enjoy it, rather than worrying about STIs or pregnancy, and ‘information about others’ approval’ included reassurance that most women would not be offended by the suggestion of condom use.
Reminders and plans
Rationale
Based on evidence from the literature50,51 and our workshops, goal-setting was identified as an important method of encouraging behaviour change.
Behaviour change techniques
-
Goal-setting.
-
Action-planning.
-
Review behaviour goals.
Content
In each section of the website, users were offered goals to set which related to the website content (Figure 6). When selected, these goals populated users’ own personalised ‘Reminders and plans’ page. Users could opt to receive a reminder by e-mail at a specific time, set time-limited goals (e.g. ‘I will purchase my recommended condoms’ by a selected date) or choose event-specific goals by forming an implementation intention58 (‘if-then plan’), identifying a potential situation for which condom use may be unlikely and then selecting a response to that situation.
Strategies for engagement
Rationale
Increased engagement with an IDIs can lead to increased effectiveness. 59 Encouraging users to engage in IDIs, particularly over a long period of time, is notoriously difficult. 60 E-mail prompts can be used to increase engagement with the intervention. 61
Behaviour change techniques
-
Prompts and cues.
-
Information about health consequences.
-
Review behaviour goals.
Content
Users were sent monthly e-mails prompting them to visit the intervention website. These contained ‘teasers’ regarding website information and links to the website (e.g. ‘Do you know how many people have chlamydia? Find out here’). In addition, if users set goals or implementation intentions within the website, they could select the option of being reminded via e-mail. These e-mails asked users if they had achieved their goal and prompted them to return to the website to review their goals.
Discussion
Triangulation between a targeted literature review, expert workshops and interviews with the target population, all led by a multidisciplinary team, ensured that a range of potential influences on condom use were captured and that feedback to men on barriers to condom use were relevant to them. The resulting intervention is extensive, tailored to individual needs and targets a wide set of influences on sexual health. This is in line with recommendations that sexual health interventions should use a holistic approach to sexual health and well-being. 12
As with many complex interventions, the Men’s Safer Sex website contains multiple components, targeting a number of influences on behaviour. Therefore, it can be difficult to determine which part(s) of the intervention are effective and via which mechanisms. Online interventions offer the possibility of easily monitoring patterns of intervention use, which can facilitate the analysis the mechanisms of action of an intervention. Furthermore, clearly describing the intervention aims and content assists in this analysis. BCTs provide a standardised method for this process of describing intervention content.
The utility of the Behaviour Change Wheel
The BCW provided a useful and manageable framework for integrating information from multiple sources to design an intervention, especially for organising the information conceptually, for guiding the process of identifying influences on behaviour, and for selecting and delineating standardised methods for targeting those influences.
The advantage of using an integrative theoretical framework, such as the TDF, over a single theory of health behaviour is that they encompass multiple explanatory domains and, therefore, provide a more comprehensive assessment of factors which are important to the target population. 23 This is illustrated in a recent review of theories of behaviour change which found that only 3 out of 83 theories were integrative and set out to be comprehensive. 62,63 Models such as the Theory of Planned Behaviour64 present a cognitive model of behaviour (attitudes, perceived norms and perceived behavioural control predict intentions which, in turn, predict behaviour), downplaying impulsive factors in decision-making, which may influence motivation (an important influence on behaviour). Beyond identifying potential influences on behaviour, the BCW also provides structured guidance for determining the content and format of interventions.
Although the TDF is helpful in that it offers an extensive list of potential influences on behaviour, some domains were difficult to conceptualise within this context. ‘Goals’ was included as an important domain, but largely as a method of encouraging people to implement the advice given in the website and to target other domains (such as memory, attention and decision processes). Although the aim of the intervention was to improve intention, this was approached by targeting other domains. The TDF is a framework, rather than a theoretical model, and so does not specify causal pathways between variables. The intervention developer must draw on other evidence and theories to decide and elaborate on potential relationships between variables.
The use of standardised BCTs to specify the intervention content provided two advantages. First, the BCTs provided ideas for website features and health promotion messages (so the authors did not start with a ‘blank canvas’). Second, the BCTs were used to specify the content in standardised terms to facilitate replication, judgements regarding quality and comparisons with other interventions. 30 Translating BCTs into interactive website features can be a difficult process and requires a certain level of creativity. Given that the content of complex interventions is often not described in detail,20 building a repository of examples of such features would be a valuable resource for intervention designers.
The study had some limitations. For example, although we collected detailed data to specify intervention content, the literature review was targeted, rather than fully systematic, owing to time and resource constraints. This means some relevant evidence may have been missed; however, the inclusion of a number of reviews in the literature review mitigates this concern. A second limitation is that all men interviewed during the development process were sampled from sexual health clinics within inner London, thus potentially limiting the transferability to other populations and settings. However, the findings from our literature review confirmed the importance of the emergent themes from the interviews.
This chapter has provided a detailed description of an evidence-based IDI for sexual health, including how BCTs were translated into practice within the design of the Men’s Safer Sex website. It is hoped that this will assist intervention developers in their development work and reporting in terms of BCTs.
Chapter 3 Feasibility randomised controlled trial of the Men’s Safer Sex website
Introduction
Interactive digital interventions are effective for improving knowledge12,16 and can improve sexual behaviour (including condom use),12,16 but more evidence is needed to establish effects on biological outcomes, such as STIs, and cost-effectiveness. We planned to conduct an online randomised controlled trial (RCT) in sexual health clinic settings, offering the Men’s Safer Sex website on an iPad® (Apple Inc., Cupertino, CA, USA) to men in clinic waiting rooms. However, it can be difficult to recruit people to trials in clinical settings and to retain participants in online trials. 14 This feasibility trial was designed to evaluate retention rates and methods of outcome measurement for costs and sexual health outcomes (self-reported online and using clinic records).
Aims
To establish the feasibility and optimal design of a full-scale RCT to test the effect of the Men’s Safer Sex intervention website on condom use and STI acquisition in men attending sexual health clinics.
Methods
Design
This study is a feasibility RCT with random allocation to the Men’s Safer Sex website plus usual sexual health clinical care compared with usual sexual health clinical care only.
Participants and setting
Participants were recruited from three English sexual health clinics, two in central London and one in the Midlands. These clinics were selected as they serve a diverse range of patients in terms of age, socioeconomic status and ethnicity.
Inclusion criteria
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Men aged ≥ 16 years (with no upper age limit).
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Able to read English.
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Have access to the internet.
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At a high risk of future STI [i.e. two or more partners in the past year (male or female) and non-condom use in the past 3 months, or symptoms of suspected acute STI, or seeking treatment for a STI].
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For whom at least half of their sexual partners are female.
Exclusion criteria
Men who were HIV positive and men with hepatitis B or C were excluded, as patients with these diagnoses are likely to receive more intensive input in the course of routine clinical care. Men who had ever had sexual experiences only with other men, men who had sexual experiences more often with males but at least once with a female, or men with no sexual experience at all65 were also excluded.
Procedure
Research procedures were conducted online: a tablet computer (iPad) was positioned in the sexual health clinic waiting rooms or a side room. Leaflets and posters advertised the study and invited potential participants to approach the iPad (see Appendix 7); research and clinic staff also directed patients towards the iPad. Enrolment was self-directed, with staff available to help with technical problems. Trial software on the iPad guided participants through eligibility questions, informed consent and baseline demographic and outcome questions (see Appendices 8–10). Most online questions were compulsory and free-text comment boxes were offered at the end of groups of questions. All participant data were stored online using secure external servers. Following completion of baseline questionnaires, an automated computer algorithm allocated participants randomly either to the control group (at which point they were thanked for their time and asked to log out) or the intervention group (at which point they were directed to the intervention website). Those allocated to the intervention group were asked to engage with the Men’s Safer Sex website for as long as they wished (usually until the point at which they were called in to see health professionals). They also had access to the website by logging in after leaving the clinic.
Intervention
Participants in the intervention group were invited to interact with the Men’s Safer Sex intervention website while in the clinic waiting room. The time available for this varied by participant but we expected that participants would have an average of 10 minutes to interact with the intervention. Participants in the intervention group were also able to access the intervention website after leaving the clinic, for the duration of the follow-up period (12 months), using a username and login that they had chosen. Monthly e-mails were sent to participants in the intervention group, reminding them to visit the website, giving ‘teaser’ web links to intervention content. In addition, participants received e-mails reminding them about goals they had set on the website (see Chapter 2).
At 3, 6, 9 and 12 months after their initial clinic visit, participants were invited via e-mail to complete an online follow-up questionnaire. If they did not initially complete the questionnaire, they received three further e-mail prompts, at 1-week intervals, as well as two short message service (SMS) messages to their mobile phone (again, including the web link) at 1-week intervals alongside the previous two e-mails. If participants still did not respond, the researcher telephoned them 1 week after the final e-mail and SMS, reminding them about the questionnaire. Participants were given a 7-week window to complete their questionnaire. This window was extended at 3 months (until the 6-month questionnaire was due) in order to maximise responses, as technical issues had caused participants some difficulty in logging in. Information about STI diagnoses were collected at all time points via self-report and at 12 months by recording diagnoses or suspected diagnoses over the past 18 months (to control for pre-baseline service usage) recorded in the clinical notes at the sexual health clinics that participants were recruited from.
Outcomes
We adapted the Sexunzipped online sexual health questionnaire66 to measure outcomes and mediators of condom use. We selected items for inclusion based on a literature search for established measures and consultation with experts. Interviews were conducted with men in sexual health clinics (n = 11) to gain feedback on successive versions of the outcome questionnaire.
In the light of evidence that measurement alone may prompt behaviour change,67,68 a limited number of outcomes were measured at baseline (condom use and the main mediators, and self-reported STI diagnoses) and a full range of outcomes were assessed at 3, 6 and 12 months (Table 4). The primary feasibility outcome was retention in the study at 3 months, which was measured by response to the 3-month online questionnaire. The main behavioural outcome of interest was self-reported number of episodes of condomless sex at the 3-month follow-up. All self-assessments had a recall period of the previous 3 months. A full copy of the follow-up questionnaire (which assessed all outcomes) can be found in Appendix 7.
Baseline measures | 3-, 6- and 12-month follow-up assessments |
---|---|
Demographic details (age, occupation, ethnicity) | |
Sexual health outcomes | |
Sexual partners | Sexual partners |
Condom use: episodes and partners | Condom use: episodes and partners |
Self-reported STI diagnoses | Self-reported STI diagnoses |
Contraception use and pregnancy | Contraception use and pregnancy |
HRQoL (EQ-5D-3L) | HRQoL (EQ-5D-3L) |
Service use | |
SQoL | SQoL |
Mediators of condom use | |
Motivation to use condoms | Motivation to use condoms |
Intentions to use condoms | Intentions to use condoms |
Beliefs about pleasure | Beliefs about pleasure |
Non-condom use owing to intoxication | Non-condom use owing to intoxication |
Evaluation of condoms | |
Communication | |
Identity | |
Self-efficacy | |
Condom problems | |
Knowledge |
Outcome measures
Demographics
Questions at baseline included demographic information including age, employment status and ethnicity.
Condom use
The objective of the study was to promote condom use with female partners and so the primary outcome was the number of episodes of condomless vaginal or anal sex over the previous 3 months, assessed at the 3-month follow-up. It was expected that the majority of change in behaviour would occur shortly after recruitment, as it was expected that users would be most likely to engage with the intervention during the clinic visit. The published protocol69 stated that the primary outcome was episodes of condomless vaginal sex only; however, during revisions to the questionnaire (to reduce the length in response to user feedback) questions regarding episodes of vaginal and anal sex were combined into one question. This combined item was therefore used as the main outcome of interest. The number of partners that participants had condomless sex with over the previous 3 months was also assessed – female (vaginal and anal sex) and male (anal sex).
Sexual partners
Participants were asked to report the number of sexual partners over the past 3 months (both female and male).
Contraception use and pregnancy
Participants were asked to indicate which types of contraception (if any) they were using with current partners. Participants were asked whether or not a female partner had been pregnant in the past 3 months and the outcome of that pregnancy.
Sexually transmitted infection diagnoses
Participants were asked to report acute STI diagnoses over the past 3 months at every follow-up point. Participants were also asked whether or not they had received treatment owing to a partner being diagnosed with a STI. In order to assess laboratory diagnoses, all STI diagnoses recorded in sexual health clinic records (in the participating sites) over the study period were noted at 12 months.
Health-related quality of Life
Health-related quality of life (HRQoL) was assessed using the European Quality of Life-5 Dimensions, three-level version (EQ-5D-3L)70,71 which is a 5-item, 3-level questionnaire covering self-care, usual activity, anxiety and depression, pain and mobility. A newly developed SQoL questionnaire72 was also used, in order to compare its performance with the EQ-5D-3L to assess its suitability for outcome assessment in a sexual health context.
Service use
Use of various sexual health services (e.g. sexual health clinics, general practice, outreach services) over the study period was assessed by self-report.
Engagement with the intervention (patterns of website use)
Website usage (times the website was visited, pages visited) was recorded in order to assess engagement with the intervention.
Adverse effects
Participants were asked to report whether or not they experienced any adverse effects as a result of the study, recording this in a free-text box on each of the follow-up questionnaires (at 3, 6, 9 and 12 months).
Mediators of condom use
Although it is important to assess changes in behaviour, it is also important to assess the mediators of behaviour change to provide information about the mechanisms by which behaviour might have changed. The mediators measured determinants of condom use that were specifically targeted within the intervention, identified using the theoretical frameworks of the COM-B model23 and the Plans, Responses, Impulses, Motives and Evaluations (PRIME) theory of motivation. 56
Condom-use errors and problems
To assess any impact on condom-use skills, condom-use problems were assessed at all time points, using a measure defined by Crosby et al. ,37 which assesses the occurrence of 15 condom errors and problems within the past 3 months. The scale was adapted in the light of qualitative fieldwork to improve relevance and understanding.
Knowledge
Knowledge (of risk of STIs and condom sizes) was assessed using an 11-item measure, devised based on gaps in men’s knowledge identified in the literature69 and in interviews with the target population during the development of the intervention. A number of ‘true or false’ statements regarding misconceptions about condoms and risk were given (e.g. ‘You would know if you had a STI, without needing a test’).
Communication with partners
To assess communication with partners over a 3-month period, the 6-item Partner Communication Scale was used. 73 The scale was adapted in the light of qualitative fieldwork and the recall period was modified from 6 months to 3 months in line with all other assessments.
Identity
To assess potential links between identity (self-perception) and condom use,56 a 7-item scale was created, derived from issues relating to condom-use identity that had arisen during the fieldwork.
Beliefs about pleasure
Beliefs about pleasure were assessed using an 8-item scale, adapted from the ‘Effect of sexual experience’ subscale of the Condom Perceived Barriers Scale. 74 The scale was adapted in the light of qualitative fieldwork to improve relevance and understanding.
Self-efficacy
Self-efficacy was assessed using a 14-item measure, adapted from the widely validated Brafford and Beck scale. 75 The scale was adapted in the light of qualitative fieldwork to improve relevance and understanding.
Motivation, intention and evaluation of condom use
Motivation (want) and intention to use condoms, and evaluation of condom use, were assessed using single-item measures (Robert West, University College London, 12 September 2013, personal communication).
Alcohol and drug use
A single item assessing the number of times in the past 3 months participants had condomless sex when intoxicated was included.
Data from medical records
Participants were asked to provide consent to access their medical records held at the sexual health clinic from which they were recruited from the study. A study researcher located files from patient records, collecting information for sexual health clinic attendances 6 months prior to participants’ date of recruitment to the trial and for the duration of the trial. Data were recorded on a Microsoft Excel® 2010 (Microsoft Corporation, Redmond, WA, USA) spreadsheet with no participant identifiable information included; the unique participant identifier linked the clinic data to participant questionnaire data.
Sample size
This was a pilot RCT with a primary aim of assessing the success of recruitment and retention, engagement with the intervention and the acceptability of trial procedures to participants and clinic staff. The possible effect size of key outcomes, including condom use over the past 3 months, were assessed to inform power calculations for a future Phase III RCT.
Power calculations were performed based on data from the Sexunzipped online trial. 66 The study was powered to allow estimates of the effect of the intervention on episodes of condomless vaginal sex over the past 3 months. A sample size of 166 (intervention, n = 83; comparator, n = 83) randomised 1 : 1 between experimental and control conditions is adequate to detect a reduction of 1.35 episodes of condomless sex with a conventional two-sided α of 0.05 and 90% power (1 – β). Allowing for potential loss to follow-up at 3 months, 122 participants (intervention, n = 61; comparator, n = 61) is adequate to find a reduction of 1.35 episodes of condomless sex with a conventional two-sided α of 0.05 and 80% power (1 – β). In addition, this sample size is also sufficient to detect a 1.65 difference in safer sex intention and a 1-point difference in self-efficacy on Likert scales, with a conventional two-sided α of 0.05 and 90% power (1 – β). A total of 176 participants were randomised and, after later exclusions and withdrawals, 159 remained.
Randomisation
Once participants had been checked for eligibility, given informed consent and submitted baseline data, they were allocated 1 : 1 using a computer algorithm randomisation system to either the intervention or control group. The allocation was automated and instant and, therefore, was concealed until the point of allocation. Participants were informed with an automated message on the iPad and this allocation was unalterable.
Blinding
It was not possible to blind participants to their allocation, as those in the control condition did not receive access to any website. Research staff (including those conducting the analysis) were blind to allocation condition, as allocation was performed using the software on the iPad; however, the researcher performing recruitment may have been aware of allocation owing to the amount of time participants spent on the iPad. Allocation was revealed only once statistical analyses were complete.
Statistical methods
We present descriptive statistics by group at baseline and follow-up for main and secondary outcomes. The treatment effect at follow-up was estimated using generalised linear models with a loge link and Poisson error. The loge of the baseline values were included in each model as explanatory variables to account for baseline differences. Standard errors were estimated using variance components to account for overdispersion in the models. Incidence rate ratios (IRRs) comparing the control with intervention groups were estimated from these models along with their 95% confidence intervals (CIs) and p-values.
Results
Recruitment
Participants were recruited between 28 April 2014 and 7 July 2014. Follow-up data were collected between 28 July 2014 and 2 July 2015. Recruitment ceased once target numbers were reached. Participant flow is outlined in Figure 7. Owing to a technical error in the online recruitment software, reasons for exclusion were available only for 20 participants.
One hundred and seventy-six participants were randomised, of whom seven withdrew from the study, one was a duplicate account and nine were withdrawn owing to being later found to be ineligible (they had been erroneously classed as eligible because of a technical error in the eligibility screening questionnaire). Fifty-five responded to the baseline questionnaire and the 3-month follow-up questionnaire (the principal outcome point) (22 in the control group, 33 in the intervention group). Forty-six participants responded to the baseline questionnaire and to all three follow-up questionnaires (27 in the control group, 19 in the intervention group). Data on STIs from clinic records were available for 149 (93.7%) participants. We monitored free-text comments on the online outcome questionnaires and found no reason to terminate the trial early. We did not conduct interim data analyses as the primary aim was to assess retention at follow-up.
Participants
Characteristics of participants are shown in Table 5. The mean age of participants is in line with data that suggest people in the 25–34 years age bracket are more likely to attend STI testing76 and employment status and ethnicity were comparable with the general population. 77,78
Demographic characteristic | Intervention, n (%) (N = 84) | Control, n (%) (N = 75) |
---|---|---|
Age (years), mean (SD) | 29.3 (8.8) | 29.5 (8.4) |
Employment status | ||
School/college/training | 10 (11.9) | 19 (25.3) |
Working | 61 (72.6) | 49 (65.3) |
Unemployed | 11 (13.1) | 5 (6.7) |
Long-term sick or disabled | 1 (1.2) | 0 (0) |
Other | 1 (1.2) | 2 (2.7) |
Ethnicity | ||
White British/Irish/other | 60 (71.4) | 50 (66.7) |
Black British/Caribbean/African/other | 11 (13.1) | 12 (16.0) |
Asian British/Indian/Pakistani/Bengali | 4 (4.8) | 4 (5.3) |
Chinese/other Asian | 2 (2.4) | 2 (2.7) |
Mixed cultural background | 4 (4.8) | 4 (5.3) |
Other | 3 (3.6) | 2 (2.7) |
Prefer not to say | 0 (0) | 1 (1.3) |
Website usage
Thirty-seven per cent of participants in the intervention group visited the Men’s Safer Sex website once (n = 31/84), 26% more than once (n = 22/84) and 37% did not see the Men’s Safer Sex website at all (n = 31/84). Twenty-two participants (26%) returned to the website after leaving the clinic, with most of these participants logging into the website twice in total (n = 13/22). The maximum number of return visits was eight. Participants visited a median number of 15 pages out of a maximum of 35 main topic or activity pages.
Descriptive statistics
Distributions of outcomes for condom use, self-reported STI and mediators of behaviour change are reported in Tables 6 and 7.
Sexual health outcome | Control (n = 75) | Intervention (n = 84) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|
Q1 | Med | Q3 | Maximum | n | Q1 | Med | Q3 | Maximum | n | |
Episodes of condomless vaginal or anal sex with a woman in past 3 months | ||||||||||
Baseline | 2 | 6 | 20 | 50 | 72 | 1 | 4 | 20 | 155 | 72 |
3 months | 3 | 12 | 30 | 100 | 34 | 2 | 10 | 40 | 100 | 23 |
Number of female condomless sex partners in 3 months | ||||||||||
Baseline | 1 | 1 | 2 | 15 | 72 | 1 | 1 | 2 | 20 | 72 |
3 months | 1 | 1 | 2 | 6 | 34 | 1 | 1 | 2 | 15 | 23 |
Number of male condomless anal sex partners | ||||||||||
Baseline | 0 | 0 | 0 | 0 | 72 | 0 | 0 | 0 | 3 | 72 |
3 months | 0 | 0 | 0 | 1 | 34 | 0 | 0 | 1 | 3 | 23 |
STIs (clinic notes) | ||||||||||
Baseline | 0 | 0 | 1 | 3 | 69 | 0 | 0 | 1 | 2 | 80 |
12 months | 0 | 0 | 0 | 4 | 69 | 0 | 0 | 0 | 2 | 80 |
Self-reported STI (online) | ||||||||||
Baseline | 0 | 0 | 0 | 2 | 72 | 0 | 0 | 0 | 1 | 72 |
3 months | 0 | 0 | 0 | 1 | 34 | 0 | 0 | 0 | 1 | 23 |
Sexual health outcome | Control (n = 75) | Intervention (n = 84) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|
Q1 | Med | Q3 | Maximum | n | Q1 | Med | Q3 | Maximum | n | |
Number of female partners in 3 months | ||||||||||
Baseline | 1 | 3 | 4 | 179 | 72 | 1 | 2 | 4 | 55 | 72 |
3 months | 1 | 2 | 3 | 18 | 34 | 1 | 1 | 4 | 23 | 23 |
Number of male partners in 3 months | ||||||||||
Baseline | 0 | 0 | 0 | 5 | 72 | 0 | 0 | 0 | 15 | 72 |
3 months | 0 | 0 | 0 | 0 | 34 | 0 | 0 | 0 | 4 | 23 |
Episodes of condomless sex owing to being drunk/having taken recreational drugs in 3 months | ||||||||||
Baseline | 0 | 0 | 2 | 20 | 72 | 0 | 0 | 1 | 30 | 72 |
3 months | 0 | 0 | 3 | 25 | 34 | 0 | 0 | 1 | 5 | 23 |
Self-efficacy score | ||||||||||
3 months | 36 | 40 | 45 | 50 (range 10–50) | 33 | 40 | 44 | 46 | 50 | 21 |
Pleasure score | ||||||||||
Baseline | 21 | 25 | 29 | 38 (range 9–45) | 72 | 19 | 24 | 31 | 41 | 72 |
3 months | 20 | 24 | 27 | 32 (range 9–45) | 34 | 21 | 25 | 30 | 36 | 23 |
Number of condom problems in the past 3 months | ||||||||||
3 months | 1 | 2 | 4 | 8 (range 0–14) | 34 | 1 | 2 | 3 | 5 | 23 |
Motivation | ||||||||||
Baseline | 2 | 3 | 4 | 4 (range 1–4) | 71 | 2 | 3 | 4 | 4 | 69 |
3 months | 2 | 3 | 4 | 4 (range 1–4) | 32 | 1 | 3 | 3 | 4 | 21 |
Intention | ||||||||||
Baseline | 2 | 3 | 3 | 4 (range 1–4) | 68 | 2 | 3 | 4 | 4 | 67 |
3 months | 2 | 3 | 3 | 4 (range 1–4) | 32 | 1 | 3 | 3 | 4 | 21 |
Evaluation of condom use | ||||||||||
3 months | 3 | 4 | 4 | 4 (range 1–4) | 34 | 4 | 4 | 4 | 4 | 22 |
Knowledge score | ||||||||||
3 months | 8 | 9 | 10 | 11 (range 0–11) | 34 | 9 | 10 | 11 | 11 | 23 |
Communication score | ||||||||||
3 months | 0 | 2 | 4 | 5 (range 0–5) | 34 | 1 | 2 | 4 | 5 | 23 |
Identity score | ||||||||||
3 months | 25 | 27 | 29 | 35 (range 7–35) | 34 | 25 | 28 | 30 | 35 | 23 |
Group comparisons for condomless sex and sexually transmitted infections
Measures of condomless sex with female and male partners were not significantly different between the intervention and control groups at 3 months (Table 8). Twenty-three diagnoses of acute STI (one or more over 12 months) were recorded in the clinical notes of 15 trial participants (non-specific urethritis, n = 7; Chlamydia trachomatis, n = 7; Neisseria gonorrhoeae, n = 3; epididymitis, n = 2; molluscum contagiosum, n = 2; and people treated as contacts of someone with chlamydia, n = 2). New acute STI diagnoses were recorded for 8.8% (7/80) of men in the intervention group and 13.0% (9/69) in the control group over the course of 12 months. The IRR indicated a 25% lower cumulative incidence in the intervention group than the control group, but this was not a significant difference (IRR 0.75, 95% CI 0.29 to 1.90).
Outcome | Baseline | Follow-up | IRR | 95% CI | p-value | n | ||
---|---|---|---|---|---|---|---|---|
Control median (n); Q1,Q3 | Intervention median (n); Q1,Q3 | Control median (n); Q1,Q3 | Intervention median (n); Q1,Q3 | |||||
Number of times had condomless sex with a woman (in 3 months, at 3-month follow-up) | 6 (72); 2,20 | 4 (72); 1,20 | 12 (34); 3,30 | 10 (23); 2,40 | 1.01 | 0.52 to 1.96 | 0.975 | 55 |
Number of women had condomless sex with (in 3 months, at 3-month follow-up) | 1 (72); 1,2 | 1 (72); 1,2 | 1 (34); 1,2 | 1 (23); 1,2 | 1.09 | 0.69 to 1.71 | 0.712 | 55 |
Number of men had condomless sex with (in 3 months, at 3-month follow-up) | 0 (72); 0,0 | 0 (72); 0,0 | 0 (34); 0,0 | 0 (23); 0,1 | 1.72 | 0.60 to 4.93 | 0.318 | 55 |
Number of STI diagnoses from clinic notes (over 1 year, at 12-month follow-up) | 0 (69); 0,1 | 0 (80); 0,1 | 0 (69); 0,0 | 0 (80); 0,0 | 0.75 | 0.29 to 1.90 | 0.543 | 149 |
Discussion
In this pilot trial we explored the feasibility of a full-scale online RCT (in sexual health clinic settings) of the Men’s Safer Sex website for MSW. Recruitment into the trial was a success: the target sample size was achieved within 2 months, with the highest rates of recruitment on days when a researcher was present to remind staff and patients about the study. Retrieval of clinic records for clinical STI diagnoses was excellent (94%); however, response rates for online outcome measurement were poor (36–50%) despite a number of strategies to improve follow-up, including offers of incentives, repeated e-mail prompts, text messages and telephone calls. There were no reported harmful effects from the Men’s Safer Sex website or online trial. We discuss the implications of this feasibility trial for the conduct of online trials of digital interventions in sexual health clinic settings.
Problems with software and patient Wi-Fi access
We encountered technical issues at all time points which hampered recruitment and registration, participant access to the Men’s Safer Sex website, online data collection and retention of men in the trial at 3-, 6- and 12-month follow-up points. The NHS lags behind many other institutions in terms of patient access to digital services;79 therefore, it was difficult to set up and maintain access to Wi-Fi for patients in clinic waiting rooms because the process for permission and set up was complicated, connections were often poor and staff were not always confident about remedying internet access problems. 80
There were substantial software development errors that had an impact on recruitment of eligible participants as well as data collection and access to the intervention (e.g. errors with links to the outcome questionnaire, login and password reset functions). Despite careful specification of requirements for the project, there were delays to intervention development, there was a faulty algorithm for participant selection, user experience of the website was not always positive, there was failure of automated analytic data collection, and the login/website access was occasionally faulty. Despite careful specification of requirements, and extensive manual testing by the research staff, the time available for automated testing and user testing was severely reduced and the extent of these problems was realised only after patients had been recruited. Reliable software frameworks for online RCTs are needed, which are customisable, user-friendly and which meet requirements for secure data protection and data storage.
Ethical issues
It is essential that participants in research are given the information that they need to give informed consent and that confidentiality and data security are ensured. 81 However, we encountered are several tensions between these principles and the practical realities of (online) research.
Informed consent and the online environment
We required potential participants to establish their eligibility (through responses to nine online questions), to read study information online (see Appendix 6), indicate agreement on the consent form, create a unique account with a secure password and then respond to demographic and sexual health questions before being offered access to the intervention website. Ethics committees require careful explanation, in writing, to participants regarding what is involved in the research; however, we found that research participants might not read this in detail82 and, instead, make judgements based on their trust in the researchers, for example. 68 Users do not like large amounts of text online79,83 and we found that research participants did not read the information pages in detail. Furthermore, some participants appeared to be annoyed by the online research procedures (see Chapter 5).
Privacy and data security
The online environment opens up the potential for irreversible breaches of privacy and data security. 81 University College London (UCL) information governance protocols required users to select passwords that are hard to guess, but this also makes passwords harder for participants to remember. The software security protocol also led to frustrating problems, for example a password would be rejected as ‘not matching’ if participants had entered a space at the end of the password on one occasion and not another.
Most e-mail accounts are not secure (i.e. can be hacked) and it is also a risk that someone’s e-mails or texts may be read by another person on a mobile phone or on computer. Other people would be able to see a participant’s website browsing history unless they had chosen to delete or hide this. There were concerns that this type of breach of privacy could reveal that a participant had been to a sexual health clinic.
We met the requirements for informed consent and data security, but one-third of the intervention group did not actually see the Men’s Safer Sex website (37%), which may have been because of the time taken on enrolment and research procedures and/or being called in for appointments (see Chapter 5).
We found that participants were not particularly concerned about consent and confidentiality, and there were no adverse events reported which related to consent or confidentiality (see Chapter 5). Participants’ trust was enhanced by the fact that this research was conducted by a university (UCL) in partnership with the NHS and participants did not necessarily wish to have detailed information regarding the research.
It may be feasible to reduce burden on research participants through solutions such as offering bullet point summaries of study information online, with links to full information for those who would like it, and making clear the nature of the potential risks of online research. The online research environment is relatively novel and protocols for secure data handling are evolving. It would be useful for stakeholders, including researchers, funders and ethics committees, to consider the particular context of a digital environment on the ethical principles of respect for individual autonomy and dignity, to maximise benefits and minimise harm. 81 When there are risks, the nature of these risks can be outlined for participants, allowing participants to judge for themselves whether or not these are acceptable.
Engagement with the Men’s Safer Sex website
Engagement with digital interventions for health promotion can be a major challenge. 84 We placed the intervention in clinic waiting rooms to take advantage of the waiting time that is common in drop-in sexual health clinics; however, this depended on flow of patients into the clinic. One-third of the intervention group did not see the Men’s Safer Sex intervention website, which may have been a result of lack of available time. We shortened the length of the outcome questionnaire by capturing only key outcomes at baseline, but the research procedures still took time (especially if participants were affected by the technical problems described in Problems with software and patient Wi-Fi access). 80
We sent e-mails at 1-month intervals to prompt men to access the intervention and one-third of participants did visit the website after their initial clinic visit. We expected that the main opportunity for intervention would be at the time of a clinic visit but, as discussed above, the time available for this was limited. We offered financial incentives for follow-up data collection but not for engagement with the intervention itself. The best methods for engagement need to be established, for example integrating the Men’s Safer Sex website as a step in the patient pathway through the clinic. 79
Sexually transmitted infection diagnoses in clinic records
We located clinic records with usable data on STI diagnoses for 94% of participants, searching by names given, date attended, e-mail address or telephone number. The location of data from clinic records could be improved by requesting additional information from participants (e.g. date of birth, address, clinic number); however, soliciting additional identifiable data may discourage some people from participating in research. 80 Almost half of the sample (72/159) returned to the same clinic within 1 year; however, rates of STI acquisition and service use may have been underestimated as participants are free to attend other sexual health clinics and/or their general practitioner (GP) and records are not shared between clinics. This would undermine the validity of clinically recorded STI diagnosis as an outcome if patients in different experimental conditions returned to the original clinic at different rates. It might be possible to capture STI diagnoses made at other sites by using Hospital Episode Statistics and GP data. However, patients in sexual health clinics can choose pseudonyms and may be wary about confidentiality. 80
Recording STI diagnoses from clinical notes has several advantages over self-reported online outcome measurement: clinic record data are not subject to recall bias or social desirability bias, and data collection from records is cheaper in terms of researcher time and costs of participant incentives. In addition, filling in a sexual health questionnaire may prompt participants to reflect on their behaviour (for both control and intervention participants),68,80 potentially reducing the apparent effect of an intervention. Recording diagnoses from clinic records allows collection of cumulative incidence of STI over time, which is likely to be more accurate than self-reported outcomes. The cumulative incidence of acute STIs over 1 year was 9.4%, which compares with an annual recorded rate of 0.85% for new STI diagnoses for men attending sexual health services in England. 85 We were therefore successful in recruiting men at substantial risk of STI.
Online outcome measurement
Online trials have a number of potential advantages including automated enrolment, randomisation, data entry and reminders. 79 Online questionnaires can capture internally valid data on a range of outcomes including sexual well-being outcomes, which reflect participants’ priorities. 68,86
However, although online recruitment can be good, there can be high drop-out rates which limit validity. 79,87 The response rates for Men’s Safer Sex online questionnaires sent by e-mail were poor (maximum of 50%), despite an increased level of incentive for the final questionnaire (£30 vouchers). We used evidence-based methods to enhance retention, that is contacting participants multiple times via different routes (by personalised e-mail, text message and telephone calls). 66,87,88 However, we do not know whether or not e-mails ended up in junk mail or how many participants were put off by the initial technical problems with password access and malfunctioning links to the outcome questionnaire. The larger incentive offered at 12 months appeared to have a positive influence on the response rate (an increase from 36% to 50%), which is in line with studies which tested the effect of larger incentives. 66,89
Conclusion
There are particular challenges for online trials of digital interventions which include ensuring the reliability of software, data security, patient access to information technology (IT) in clinical settings and patient engagement with digital interventions. We have shown that using STI diagnoses from clinical records as a biological outcome is feasible, but that it is challenging capturing self-reported outcomes, which limits exploration of the mechanism of action of an intervention and measurement of sexual well-being. An implementation study is needed to work out how best to maximise engagement with the Men’s Safer Sex intervention (e.g. integrating it into routine clinic pathways and procedures). In conclusion, it is feasible to conduct a future large-scale RCT to assess the impact of the Men’s Safer Sex website on STI acquisition (recording clinic diagnoses as a primary outcome), but is not feasible at present to collect reliable online self-reported data to analyse intervention mechanism of action.
Chapter 4 Economic evaluation
Aim of Men’s Safer Sex economic evaluation
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To inform the methods for collecting and analysing cost and outcome data for a cost-effectiveness analysis alongside a Phase III trial.
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To indicate whether or not the intervention seems promising with regard to cost-effectiveness.
Analyses
A cost–utility analysis is the analysis preferred by NICE for the economic evaluation of new technologies [calculating the incremental cost per quality-adjusted life-year (QALY) gained for intervention compared with control]. Using standardised methods to calculate QALYs is recommended to facilitate the comparison of the results of health economic evaluations across disease areas and programmes of work. 90 Recent guidance from NICE and other experts has recognised that some interventions, particularly those aimed at the primary prevention of disease, may not be suitable for cost per QALY analysis and have recommended other methods, such as reporting of costs alongside outcomes, also known as cost–consequences analysis. 91,92 This increases the ability to show the impact of an intervention on a wider range of outcomes compared with impact on costs. The feasibility and suitability of using QALYs in digital media interventions of sexual health promotion has not been tested in previous studies. 79 The Men’s Safer Sex study presented an opportunity to assess the implications of the calculation of QALYs as part of an economic evaluation of a digital intervention for STI prevention and improved condom use.
Because health economic evaluations that calculate cost–utility in the area of STI prevention are rare, there is little known about the best way to collect QALYs. 79 As a result, utility scores to calculate QALYs were collected using two different questionnaires: (1) a generic preference-based measure of HRQoL, the EQ-5D-3L,93 and (2) a sexual health-specific HRQoL measure – the Sexual Quality of Life (SQoL questionnaire). 72 Specifically, a simplified version of the SQoL questionnaire, the Sexual Quality of Life 3 Dimensions (SQoL-3D), was used in the study. The SQoL-3D was chosen as a measure of sexual quality of life because it has an associated preference-based tariff that can be used to calculate QALYs for economic evaluations. Sexual quality of life was evaluated on the premise that the improvement of sexual knowledge and behaviour may also improve sexual quality of life, something that is not specifically measured as part of the EQ-5D-3L.
Sexual health-related health-care resource use and a health-care cost perspective were also collected from two sources: (1) self-reported questionnaires completed at 3, 6, 9 and 12 months and (2) data collected from participant sexual health clinic medical records (see Chapter 4). To investigate the impact on the results of a cost–utility analysis of using different questionnaires to calculate utilities and QALYs, and using different methods to collect resource use, five cost-effectiveness analyses have been conducted:
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EQ-5D-3L and self-completed questionnaires for resource use
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SQoL-3D and self-completed questionnaires for resource use
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disutility of a STI and resource use from participant sexual health clinic medical records
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cost per STI prevented using self-completed questionnaire responses for resource use
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cost per STI prevented using participant sexual health clinic medical records for resource use.
Calculating quality-adjusted life-years
For analyses 1 and 2 described above, individual-level utility scores were calculated from individual responses to the EQ-5D-3L and the SQoL-3D at baseline and at 3, 6, 9 and 12 months. EQ-5D-3L utility scores are calculated using the algorithm published by Dolan94 and the SQoL-3D using the rescaled utility algorithm, for which death equals zero, published by Ratcliffe et al. 72 Patient-level QALYs were calculated as the area under the curve using the methodology described in Hunter et al. 95 for complete case analysis, adjusting for baseline values. CIs were constructed using bootstrapping and 1000 iterations.
To assess the suitability of the EQ-5D-3L and SQoL-3D for calculating QALYS in sexual health digital interventions, linear regression models were fitted to evaluate whether or not there is a significant relationship at p < 0.05 between individual-level utility scores and QALYs compared with any instances of condomless sex and STI diagnosis.
Analysis 3 (disutility of a STI and resource use from participant sexual health clinic medical records), evaluated the feasibility and impact of calculating the cost-effectiveness of the Men’s Safer Sex intervention using patient files. Data from the trial were used to calculate the 1-year disutility of having a STI using simple linear regression fitted to complete case QALYs calculated from the EQ-5D-3L. A coefficient was included for STI at baseline compared with no STI at baseline to calculate the disutility. Owing to the small number of participants diagnosed with a STI and who had complete EQ-5D-3L data, STI-specific disutility could not be calculated.
Participant clinical files were used to identify participants with STIs over the 12 months’ follow-up. It was assumed that all participants have the mean utility score except for participants who have a STI. A 12-month disutility for having a STI is then applied to any patients diagnosed with a STI during the 12-month follow-up.
Sexually transmitted infection-related health-care resource use and costs
Participants completed questionnaires on sexual health-related resource use at 3, 6 and 12 months. Differences in resource use at each follow-up point between groups have been tested using the chi-squared test and any significant differences at an α < 0.05 reported. Unit costs applied to resource use and their sources are reported in Table 9. It was not possible to tell whether or not STI tests and treatment occurred in the same or different appointments, so it was assumed that a blood test, urine test and swab would all occur in the same appointment and then additional appointments were counted for each subsequent time they had had the same test. Furthermore, the assumption was made that treatment happened in an additional appointment. For example, if a participant had two urine tests and one blood test but received treatment once, it was assumed that they had attended three appointments – two for the tests (one for each test type) and one for the treatment. For sexual health advice, this was added on as an additional £20 per instance in line with the NICE costing template for sexual health services. 1
Resource | Cost (£) | Reference |
---|---|---|
Condom pick-up (assumed three condoms per pack) | 2 | Boots (Nottingham, UK)96 |
Self-test kit for STIs | 16.50 (test kit), 2 (postage) | NICE2 |
GP appointment | 46 (including qualifications) | Curtis97 |
Sexual health clinic appointment (half of appointment with the nurse and half with the consultant) | 105 | Department of Health98 |
Urine test | 16 | NICE2 |
Blood test | 2 | Department of Health99 |
Treatment (weighted for prevalence of chlamydia and warts in files) | 11 | BNF100 |
Sexual health advice: primary care or sexual health clinic | 20 | NICE2 |
Sexual health counselling sessions | 47 | NICE101 |
Mean total cost per patient at each follow-up point has been calculated and reported for complete cases (questionnaire completion at all follow-up points). In addition, 95% CIs have been calculated using bootstrapping and 1000 iterations. 102 No baseline resource use data were collected via patient questionnaires so as to maximise the amount of time participants in the intervention group could spend on the intervention. As a result, sexual health-care resource use collected using questionnaires could not be adjusted for baseline differences between groups.
Data from participant clinical records were used to calculate (1) the cost of the appointment that directly followed recruitment to the trial and (2) the cost of any follow-up appointments that occurred between recruitment and follow-up. Information on appointments that occurred during the 6 months prior to recruitment was used to adjust for differences in resource use using regression analysis. Costing was carried out using a bottom-up approach costing for clinician time (including on-costs and overheads),97 diagnostic tests2,99 and medication. 100
All costs are reported as 2014 values. Costs prior to 2014 were inflated to 2014 values using the hospital and community health services index. 97
Cost of the intervention
The total cost of developing and maintaining the intervention website was collected as part of the project management of the trial. There is no definitive way to incorporate the cost of a digital intervention into an economic evaluation. 79 The complications with doing so are the result of a number of factors, including (1) the intervention has now been developed and, hence, could be considered a ‘sunk cost’ as no further costs are required to develop it, (2) it is free to patients and providers at the point of access, (3) it is unclear how many people will go on to use the site therefore the cost per patient is hard to calculate and (4) it may be hard to disentangle costs associated with the trial (e.g. developing questionnaires and databases to store trial-related data) from the costs of developing the intervention and day-to-day maintenance if it were to be made widely available. As a result, we report the different costs associated with developing the website and the number of individuals that accessed the website to give some estimation of cost per individual.
If QALY gains are seen in the intervention group compared with the control group, we can also report the number of patients that would need to access the website for it to be cost-effective at the lower end of the willingness-to-pay (WTP) threshold of £20,000 per QALY, which is the threshold generally deemed likely for NICE to approve the implementation of an intervention. 103
Incremental cost-effectiveness ratio
The mean costs and QALYs calculated above will be used to calculate the mean incremental cost per QALY gained, known as the incremental cost-effectiveness ratio (ICER), of the website intervention compared with control over the 12-month duration of the trial for all analyses specified above. The number of infections prevented has been taken from the statistical analysis reported in Chapter 4 and used to calculate the mean incremental cost per infection prevented.
Cost-effectiveness acceptability curve
A cost-effectiveness acceptability curve (CEAC) reports the probability that an intervention is cost-effective compared with the control. This is based on running the analysis a number of times, in this case 1000 times using bootstrap sampling from the data collected and recalculating the statistic of interest, and counting the number of times that the ICER is below the WTP threshold. This is divided by the number of times the analysis has been run to give the probability. The results of the bootstrap were used to construct CEACs for a range of values of WTP for a QALY gained. The probability that the website is cost-effective compared with the control at a WTP for a QALY gained of £20,000 is reported in Results.
Sensitivity analyses
The number of pregnancies (in female sexual partners) was also reported in the patient questionnaires. These are rare and expensive events that may be hard to capture and could skew the results; therefore, they have been included in the sensitivity analysis only. Only pregnancies after baseline were included given no other cost information is available at baseline. All pregnancies after baseline were reported as miscarriages which have an average cost of £551 per miscarriage. 99 The sensitivity analysis was run using the same methodology as above but including the cost of pregnancy.
Results
Completion of questionnaires
There was a large proportion of missing data owing to poor follow-up rates. Analyses have been conducted on complete cases (follow-up data at 3, 6 and 12 months for costs and also including information baseline for QALYs) in line with the statistical analysis plan and assuming that cases are missing at random. The number of participants completing questionnaires at each time point and complete cases are reported in Tables 10 and 11. From 72 participants in each group at baseline, there were 27 (37.5%) complete cases in the control group and 19 (26.4%) in the website intervention group.
Utilities | Control group n, mean (SD) | Intervention group n, mean (SD) |
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Baseline | 72, 0.881 (0.160) | 72, 0.868 (0.226) |
3 months | 34, 0.912 (0.129) | 23, 0.900 (0.146) |
6 months | 35, 0.870 (0.205) | 23, 0.884 (0.175) |
12 months | 43, 0.862 (0.248) | 36, 0.905 (0.195) |
Area under the curve | Complete cases n, mean (SD) | Complete cases n, mean (SD) |
QALYs | 27, 0.904 (0.113) | 19, 0.902 (0.112) |
QALYs (adjusted) | 27, 0.886 | 19, 0.918 |
Utilities | Control group n, mean (SD) | Website group n, mean (SD) |
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Baseline | 72, 0.932 (0.043) | 72, 0.935 (0.044) |
3 months | 34, 0.945 (0.037) | 23, 0.941 (0.039) |
6 months | 35, 0.939 (0.046) | 23, 0.928 (0.053) |
12 months | 43, 0.937 (0.047) | 36, 0.939 (0.042) |
Area under the curve | Complete cases n, mean (SD) | Complete cases n, mean (SD) |
QALYs | 27, 0.940 (0.032) | 19, 0.936 (0.034) |
QALYs (adjusted) | 0.937 | 0.938 |
Quality-adjusted life-years
Utility scores and QALYs calculated from responses to the EQ-5D-3L and the tariff developed by Dolan94 are reported in Table 10. There was no significant difference in QALYs between the two groups with an adjusted difference of 0.03 for intervention minus control group (95% CI –0.02 to 0.08).
Utility scores and QALYs calculated from response to the SQoL questionnaire and the tariff developed by Radcliffe et al. 72 are reported in Table 11. There was no significant difference in QALYs between the two groups with an adjusted difference of 0.001 for intervention minus control group (95% CI –0.02 to 0.02).
Table 12 reports the linear regression relationship between the EQ-5D-3L (index and QALY), any condomless sex and STIs. Table 13 reports the linear regression relationship between the SQoL-3D (index and QALY), any condomless sex and STIs. The only statistically significant relationship at p < 0.05 is between QALYs and STIs at baseline using the EQ-5D-3L.
Any instance of condomless sex | Patient-level utility baseline (n = 144) | Patient-level utility at 3 months (n = 57) | Patient-level utility at 6 months (n = 58) | Patient-level utility at 12 months (n = 79) | QALYs (n = 46) |
---|---|---|---|---|---|
Baseline | 0.007 | –0.015 | |||
3 months | –0.015 | 0.051 | |||
6 months | –0.024 | –0.0002 | |||
9 months | –0.020 | 0.076 | |||
STI at baseline (clinic notes) | –0.047 | –0.049 | –0.077 | –0.026 | –0.083* |
STI at 9 months (clinic notes) | 0.089 | –0.052 |
Any instance of condomless sex | Patient-level utility baseline (n = 144) | Patient-level utility at 3 months (n = 57) | Patient-level utility at 6 months (n = 58) | Patient-level utility at 12 months (n = 79) | QALYs (n = 46) |
---|---|---|---|---|---|
Baseline | –0.005 | –0.028 | |||
3 months | –0.029 | –0.027 | |||
6 months | 0.014 | 0.015 | |||
9 months | –0.002 | –0.009 | |||
STI at baseline (clinic notes) | –0.006 | 0.004 | 0.003 | –0.011 | –0.001 |
STI at 9 months (clinic notes) | –0.029 | 0.0005 |
Sexual health-care resource use and costs: from questionnaires
Sexual health-related resource use and costs are reported in Tables 14 and 15, respectively. There was no significant difference in resource use between the two groups and there were only minor differences in costs between the two groups. At p < 0.05, the intervention group had significantly higher costs of self-tests for STIs: £1.85 (95% CI £0.00 to £7.45) versus £0.00. The control group had significantly higher sexual health clinic costs at the 6-month follow-up: £48 (95% CI £0.00 to £143) versus £12.70 (95% CI £0.00 to £54.70).
Resourcea | Control group, n (%), mean (if > 0) | Intervention group, n (%), mean (if > 0) | ||||
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3 months (N = 34) | 6 months (N = 35) | 12 months (N = 43) | 3 months (N = 23) | 6 months (N = 23) | 12 months (N = 36) | |
Condom pick-up | 9 (27), 1.3 | 7 (20), 1 | 4 (9), 1 | 7 (13), 1.3 | 2 (9), 1 | 6 (8), 1 |
Self-test kit for STIs | 0 | 1 (3), 1 | 0 | 2 (9), 1 | 1 (4), 1 | 3 (8), 1 |
GP resource use | ||||||
Urine test/swab | 6 (18), 1.2 | 0 | 2 (5), 1 | 3 (13), 1 | 1 (4), 1 | 1 (3), 1 |
Blood test | 2 (6), 1 | 2 (6), 1 | 2 (6), 1 | 4 (17), 1 | 2 (9), 1 | 1 (3), 1 |
Treatment | 1 (3), 1 | 1 (3), 1 | 0 | 2 (9), 1 | 0 | 0 |
Sexual Health Advice | 2 (6), 1 | 4 (12), 1 | 0 | 2 (9), 1 | 0 | 0 |
Sexual Health Services | ||||||
Urine test/swab | 13 (38), 1.4 | 8 (23), 1.1 | 5 (12), 1.2 | 12 (52), 1.2 | 2 (9), 1 | 3 (8), 1 |
Blood test | 10 (29), 1.5 | 6 (17), 1.2 | 5 (12), 1.2 | 11 (48), 1.2 | 2 (9), 1 | 4 (11), 1 |
Treatment | 8 (24), 2 | 4 (11), 1 | 1 (2), 1 | 6 (26), 1 | 0 | 0 |
Sexual health advice | 9 (26), 1.6 | 4 (11), 1.3 | 1 (2), 1 | 9 (39), 1.3 | 2 (9), 1 | 2 (6), 1 |
Sexual health counselling | 0 | 0 | 0 | 1 (4), 1 | 0 | 0 |
Pregnancy (miscarriage) | 1 (3), 1 | 0 | 1 (2), 1 | 0 | 0 | 0 |
Resource | Control, mean (SD) | Intervention, mean (SD) | ||||||
---|---|---|---|---|---|---|---|---|
3 months (n = 34) | 6 months (n = 35) | 12 months (n = 43) | Total (complete case) (n = 27) | 3 months (n = 23) | 6 months (n = 23) | 12 months (n = 36) | Total (complete case) (n = 20) | |
Condom pick-up | 0.71 (1.38) | 0.4 (0.81) | 0.19 (0.59) | 1.18 (1.78) | 0.35 (0.98) | 0.17 (0.58) | 0.11 (0.46) | 0.60 (1.14) |
Self-test kit for STIs | 0 | 0.53 (3.12) | 0* | 0* | 1.61 (5.32) | 0.80 (3.86) | 1.54 (5.19)* | 1.85 (5.6)* |
GP resource use (including tests and treatment) | 15.91 (37.58) | 6.83 (19.17) | 3.12 (14.27) | 24.33 (49.43) | 19.65 (39.21) | 5.13 (17.17) | 1.89 (11.17) | 25.9 (46.10) |
Sexual Health Services (including tests and treatment) | 147 (241) | 48 (95)* | 20.63 (55) | 188 (240) | 121 (106) | 12.70 (42)* | 17.58 (43) | 159 (131) |
Sexual health counselling sessions | 0 | 0 | 0 | 0 | 2.04 (9.8) | 0 | 0 | 2.35 (10.5) |
Pregnancy (miscarriage) | 7.35 (64) | 0 | 7.35(64) | 14.69 (89) | 0 | 0 | 0 | 0 |
Total cost (excluding pregnancy) | 164 (257) | 56 (110) | 24 (62) | 214 (264) | 145 (129) | 19 (53) | 21 (49) | 189 (159) |
Total cost (including pregnancy) | 180 (264) | 56 (110) | 37 (101) | 254 (280) | 145 (129) | 19 (53) | 21 (49) | 189 (159) |
There was no significant difference in costs between the two groups with a total mean incremental cost of –£24 (95% CI –£145 to £97) for the intervention minus the control group if pregnancy costs are excluded, and –£65 (95% CI –£193 to £63) if the cost of pregnancy is included. Sexual health clinic costs accounted for 88% of the cost in the control group and 84% of the cost in the intervention group.
Sexual health-care resource use and costs: from clinical files
Clinical files could be located for the sexual health clinic appointment directly after recruitment for 69 (92%) participants in the control group and 80 (95%) of participants in the intervention group. Thirty-five participants (47%) in the control group had clinical records for appointments up to 12 months after recruitment and 39 (46%) in the intervention group. Participants who attended the same sexual health clinic after recruitment and whose clinical files could be located had an average of 2.3 appointments over the 12 months for the control group and 2.5 appointments in the intervention group. This is compared with the questionnaire data for which 40% of participants report a blood, swab or urine test at a sexual health clinic in the control group at 12 months and 55% in the intervention group, with an average number of attendances of two in the control group and 1.3 in the intervention group. The proportion with appointments combined with the number of appointments results in a significantly higher average number of appointments recorded in clinical files than in questionnaires for the intervention group (p = 0.04) but does not differ significantly for the control group (p = 0.45).
Costs using a bottom-up costing approach and number of appointments attended pre-recruitment, directly after recruitment and post recruitment using data only from participant clinical files are reported in Table 16. If no record is available, it is assumed that there was no appointment and, hence, the cost was zero. There was no significant difference in costs between the intervention and the control group. Adjusting for baseline differences the incremental mean cost per participant of the intervention group compared with the control group was £12 (95% CI –£8 to £32).
Analysis | Control (n = 75) | Intervention (n = 84) | ||||
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Pre recruitment (6 months) | Recruitment | Post recruitment (12 months) | Pre recruitment (6 months) | Recruitment | Post recruitment (12 months) | |
Number with clinical records (%) | 29 (39) | 69 (93) | 35 (47) | 30 (35) | 80 (95) | 39 (46) |
Average (SD) number of appointments (all participants) | 0.69 (1.2) | 0.93 | 1.05 (2.25) | 0.56 (0.92) | 0.95 | 1.17 (1.7) |
Average (SD) number of appointments (participants with records) | 1.79 (1.45) | 1 | 2.26 (2.9) | 1.57 (0.90) | 1 | 2.54 (1.69) |
Average (SD) cost (£) of clinicians (participants with records) | 34 (37) | 20 (4.5) | 45 (58) | 31 (29) | 21 (8.8) | 49 (34) |
Average (SD) cost (£) of tests (participants with records) | 57 (51) | 37 (23) | 41 (52) | 41 (24) | 34 (24) | 47 (49) |
Average (SD) cost (£) of medications (participants with records) | 8.21 (24) | 4.40 (15.1) | 4.40 (15) | 6.18 (12) | 4.57 (14.93) | 4.57 (15) |
Average (SD) total cost (£) (participants with records) | 115 (92) | 63 (26) | 95 | 81 (32) | 60 (28) | 107 (74) |
Average (SD) total cost (£) (all participants) | 38 (76) | 57 (31) | 44 (86) | 28 (43) | 56 (31) | 50 (74) |
Quality-adjusted life-years decrement from sexually transmitted infections and resource use from clinical records
Out of the 42 participants with complete QALY data and data available from clinical records, 10 participants had a STI diagnosis at recruitment: genital warts, n = 6; genital chlamydia, n = 2; genital herpes, n = 1; and urethritis, n = 1. Patients with a STI diagnosis at baseline had significantly lower QALYs of 0.843 over the 12 months than 0.926 for participants with no diagnosis of STIs at baseline (p = 0.03).
To calculate QALYs for patients using the clinical files, a QALY decrement of 0.083 was applied to any patient with a STI at baseline or who had a new STI diagnosis during the 12 months after recruitment. All other patients had QALYs of 0.926 during the 12 months of the study.
There was no significant difference in QALYs between the control and the intervention group, with a mean difference in QALYs for the intervention minus control of 0.004 (95% CI –0.011 to 0.020).
Incremental cost-effectiveness ratios and cost-effectiveness acceptability curves
In analyses 1, 2 and 4, the intervention dominates the control in that it results in more QALYs and lower costs. In analyses 3 and 5, in which patient files are used to calculate costs, the intervention results in an additional adjusted cost of £12 and is more effective (but not by a significant margin).
In analysis 3, in which QALYs are calculated based on the disutility of having a STI, the intervention results in an additional 0.004 QALYs per participant for an additional cost of £12. This translates to a mean incremental cost per QALY gained of £3000.
In analysis 5, in which costs are calculated from patient files, the intervention prevents four infections per 100 patient-years for an additional cost of £12 per patient. This translates to a mean incremental cost per STI prevented of £291.
The CEACs are depicted in Figures 8 [for results calculated using the EQ-5D-3L (analysis 1) and those derived from patient files (analysis 3)] and 9 [for results calculated using the SQoL questionnaire (analysis 2)]. Using data from questionnaire responses and calculating QALYs from the EQ-5D-3L, in 88% of instances the intervention is cost-effective compared with control at the WTP for a QALY threshold of £20,000. This is the same regardless of whether the cost of pregnancies is excluded or included. Using patient files for resource use and calculating QALYs from the disutility of STIs, there is a 68% probability that the intervention is cost-effective compared with control. If QALYs are calculated using the SQoL questionnaire, there is a 61% probability the intervention is cost-effective if pregnancy costs are excluded and 69% if they are included.
Cost of the website
The total cost of the developing the website was £101,515 (Table 17). Activities and costs not associated with the intervention aspect of the website have already been excluded from the costs. In the trial, 84 participants in the intervention group accessed the website, resulting in a cost per patient of £1209 for the website.
Cost component | Activity | Cost (£) |
---|---|---|
Preliminary intervention design | £15 incentive for interviews with 27 participants | 405 |
Focus groups for intervention development | £20 incentive for 16 participants | 320 |
Coding and development of website | ||
Draft plan for website | 5625 | |
Outline of intervention | 8438 | |
Final draft of website | 25,313 | |
Testing and completion | 16,875 | |
Total website cost (intervention only) | 56,250 | |
Research associate full time for 1 year | 75% of their time working on the intervention | 34,543 |
Senior researcher 0.2 FTE 1 year | 75% of their time working on the intervention | 9996 |
Total cost | 101,515 |
Using the results of analysis 1, QALYs calculated from the EQ-5D-3L tariff and using responses to patient questionnaires to calculate costs, the intervention resulted in an average cost saving of £24 per participant in sexual health service use. Taking away the cost savings from the cost of the website leaves a total mean cost per participant for the intervention group compared with the control group of £1185. There was an adjusted QALY gain of 0.03 in the intervention group compared with the control group. This equates to an incremental mean cost per QALY of £39,466.
There is no reason why access to the website should be limited to the 84 participants who accessed it as part of the trial. Assuming that there is an average cost saving per participant accessing the intervention of £24 and an average QALY gain per participant or 0.003, given there is no additional cost per participant to access the website as the costs have already occurred, an additional 26 participants would need to access the website for an ICER of £30,000, which is the upper end of the NICE threshold for cost-effectiveness. Using the results from the clinical files, that is assuming that the intervention costs an average adjusted cost of £12 more than no intervention and results in 0.004 QALYs, the current ICER is £305,128 per QALY gained. An additional 856 participants would need to access the website for the ICER to be below £30,000 with a cost per participant for the website of £108.
Discussion
This is the first cost–utility (cost per QALY gained) analysis of a digital intervention for sexual health that we are aware of. As a result, the focus of this work has been to evaluate the different methods of cost–utility and cost-effectiveness analysis and their impact on the results. Across the different analyses conducted, there is a 61–88% probability that the website is cost-effective compared with current practice at a cost-effectiveness threshold of £20,000 per QALY gained. The impact of the cost of the website on these results varies depending on assumptions made about how many people will access the intervention in the future. It should be noted that this was an analysis of a feasibility trial with the aim of informing methods for a Phase III trial. The design of any future trials should take into account the impact that different methods of data collection (patient-completed data collection vs. data collection from clinical files) have on the results of the cost-effectiveness analysis. If patient files are used, methods for capturing impact on quality of life and the cost of unintended pregnancies will need to be considered.
As discussed, there were challenges following up participants to obtain responses to online questionnaires. Follow-up using clinical files was feasible but did not yield significantly different results to questionnaire data in the control group, and captured more appointments and costs in the intervention group than would be expected based on completed trial outcome questionnaires. There was some concern that clinical files would be less sensitive given that patients can choose any clinic to go to and, therefore, not all clinic attendances may be captured. Although clinical files may miss some of the attendances, they captured more costs than questionnaires and, hence, appear to be more valid.
In the clinical files analysis, an average QALY decrement was applied to a STI diagnosis in patient files based on calculations using complete trial data. Although this provides a methodology for calculating QALYs from clinical files that does not require patient follow-up, further work is required to obtain better estimates of QALY decrements associated with STIs. This could be done by administering the EQ-5D-3L to a large number of STI clinic attendees and collecting detailed data on their current and past sexual health status. Alternatively, a new method for assessing the value people place on sexual health may need to be developed. The utility decrement for STIs calculated using QALYs and the EQ-5D-3L utility score is statistically significant at p < 0.05. Given the number of analyses run, this result could have occurred by chance and should be interpreted with caution. The small sample size of 46 participants meant that STI-specific decrements could not be calculated.
The majority of STIs were genital warts which, owing to their visible and symptomatic nature, are likely to have a greater QALY decrement than STIs that can be present with no symptoms, such as chlamydia and gonorrhoea. It is possible that a diagnosis of chlamydia or gonorrhoea may have an impact on quality of life through having a negative impact on relationships or through anxiety over long-term health implications. Further investigation is required as to what the EQ-5D-3L is measuring and if it is the most appropriate outcome to use in sexual health promotion interventions, digital or otherwise.
An additional concern with using clinical files from STI clinics is that they do not capture the cost of other STI-related services. Questionnaire responses collected as part of the trial would suggest that, for this patient group, most patients access STI services through sexual health clinics rather than their GP or community-based services. Resource use for sexual health clinics accounted for 84–87% of costs, capturing the majority of cost data.
Costs differed for cost per sexual health clinic appointment using the NHS payment tariff104 compared with bottom-up costing. The bottom-up costing may, in some ways, be imprecise as there were data available on which type of clinician the patient saw but not on duration of the contact. It was assumed that the average appointment duration was 20 minutes, unless a diagnostic test was being conducted in which case the appointment length was increased to 30 minutes. There is also limited information available on the costs of diagnostic tests. STI clinics are likely to have bulk contracts with the laboratories that process the diagnostic tests and, hence, are unlikely to know the cost per test. Even assuming appointments are longer, the £63 calculated as the average cost per appointment using bottom-up costing is significantly lower than the £105 value for the NHS tariff.
Website running costs were not included in the analyses, as there was no information available on ongoing running costs. There were no requests from participants for technical assistance in using the Men’s Safer Sex intervention website and any maintenance to the website during the trial was research-related only. Based on the QALY gain of 0.003 per participant, an average cost saving of £24 and a WTP for a QALY of £20,000, the website would need to cost £94 per person to be above the threshold for cost-effectiveness. A larger, longer-running trial may provide additional information on what the ongoing maintenance costs for a website of this sort may include.
Further work including decision-modelling may provide additional preliminary evidence of the potential cost-effectiveness of the website intervention by incorporating additional evidence from the literature into the model and extrapolating the findings over a longer time horizon. It may also yield information on where further research is important if evidence is lacking and has implications for the cost or effectiveness of the intervention.
Recommendations
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A future RCT should collect health economic data from clinic patient files rather than self-completed questionnaires. Consideration still needs to be given as to if, and how, QALYs will be calculated and how to collect costs on unintended pregnancies.
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Further research on the suitability of the EQ-5D-3L to calculate QALYs in sexual health-related interventions.
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Further research is needed on the cost of STI clinic visits including staff salaries, time dedicated by each staff member to a patient (including administrative time) and the cost of diagnostic tests.
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Development of a method to allocate per patient costs for digital interventions with unpredictable or variable running costs.
Chapter 5 Clinic staff and user views of the Men’s Safer Sex website and online randomised controlled trial
This chapter reports on a qualitative evaluation of the RCT research procedures, exploring the views of clinic staff and male clinic users regarding online trial procedures and the potential of a sexual health website for men in a sexual health clinic setting.
Aims
The main aim of this qualitative evaluation was to provide patient and clinic staff perspectives on online trial procedures, to inform the optimum design of a future full-scale RCT.
Methods
Qualitative study design
The study was a qualitative interview study, using semistructured interviews. We used three qualitative data sources to assess the acceptability and validity of the pilot RCT methodology: (1) individual interviews with 11 male RCT participants, (2) individual interviews with nine clinic staff who assisted with the study recruitment in each of the sexual health clinic research sites and (3) comments made in free-text boxes on the 3-, 6- and 12-month online outcome questionnaires.
Data source 1: male sexual health clinic user interviews
Male study participants were recruited in the same way as participants in the Men’s Safer Sex pilot RCT, registering on a tablet computer (iPad) placed in the waiting rooms of sexual health clinics. Forty-eight men were invited to participate in interviews. Their experience of the RCT study procedures were the same, except that e-mail follow-up was at 2 weeks only instead of at 3, 6, 9 and 12 months (to enhance recall of trial procedures). An additional question in the online recruitment process asked permission to contact the men for a post-study interview. Their quantitative outcome data were not included in the pilot RCT data analysis. Ethics committee permission was provided by the City and East NHS Research Ethics Committee (study reference number 13/LO/1801).
We interviewed 11 male sexual health clinic users who had enrolled for the Men’s Safer Sex pilot trial. In order to recruit a diverse sample, as the recruitment proceeded we undertook theoretical sampling on the basis of age, trial allocation condition (i.e. intervention or control) and response to follow-up (positive/negative responses to requests for follow-up data).
Interview procedures
Participants were interviewed face to face or by telephone. The topic guide included questions regarding methods of recruitment, online registration and consent, the receipt of incentives, online questionnaires, contact/follow-up via e-mail and men’s views of the Men’s Safer Sex intervention website (i.e. preference for access point, relevance and usefulness of website, etc.) (see Appendix 10). All participants were offered £20 as a thank you for their participation. The interviews were conducted in a variety of settings including sexual health centre side rooms, university offices or via skype™ (Microsoft Corporation, Redmond, WA, USA) video link, and all participants were interviewed alone.
Data source 2: staff interviews
Participant recruitment: clinic staff
We interviewed nine members of staff from the three clinic research sites. All staff members involved in the recruitment to the trial were eligible to participate and we interviewed all staff who were directly involved in the conduct of the trial. Staff were at different grades, with different levels of involvement in the research (e.g. clinical staff who identified patients, research nurses who assisted in recruitment and consent and receptionists who gave out leaflets to potential participants).
Interview procedures
All staff were interviewed face to face by a researcher from UCL who had not been involved in the trial in any way. The topic guide included questions regarding their views on recruitment procedures and the feasibility and usefulness of providing access to an IDI in a sexual health setting. The interviews were all conducted in sexual health centres in clinic rooms and all participants were interviewed alone.
Analysis of qualitative interview data
ATLAS.ti software (version 7.5.11, Cincom Systems Inc., Berlin, Germany) was used to facilitate data retrieval, coding and linkage, and to record analytic notes. Thematic analysis was used to identify patterns and themes within the data. One researcher independently coded text from the transcripts, categorised data by theme and identified relationships between different elements of the text. A data meeting was held to discuss the coding schema and coding decisions were reviewed by a second researcher.
Data source 3: free-text questionnaire comments
Space was offered for voluntary free-text comments after each cluster of questions on the quantitative online outcome questionnaires. At the end of each follow-up survey, participants were also asked whether or not being in the study had any good or bad effects on their lives.
Quantitative survey data were available for 159 men after excluding men who withdrew from the study and those later found to be ineligible. A total of 281 free-text comments on outcome questionnaires for these 159 men were analysed. Forty-six men out of the 159 eligible participants commented on the good or bad effects of the study at the end of at least one of the 3-, 6- or 12-month outcome questionnaires. Comments were exported in a Microsoft Excel file and coded thematically in situ.
Results
Reasons for participating in the research
Participants commonly cited boredom and a desire to help the researchers as their main reasons for participating. The promise of a voucher was described by many as an added bonus but most participants said they would have taken part without this incentive. Features of the study which made it more appealing were anonymity, the flexibility to fit around patients’ consultations and that it was short. For most men, the particulars of the study were unimportant, but many were reassured by the academic nature of the study and would have been less keen to participate had it been a marketing questionnaire for a private company.
Participants’ understanding of the purpose of the research
Participants’ understanding of the research was often incomplete. Many felt it was purely an exercise in data collection and did not realise that the website was intended as an intervention to change behaviours. However, participants were happy to proceed without full understanding of the purpose of the research. By virtue of the study’s affiliation with a university (UCL) and with the NHS, men trusted that the study would be trying to do something good and that the details were not particularly important. Two participants had initial concerns that the study may have been sponsored by condom manufacturers, which led them to feel cynical. Others agreed that they would have felt uncomfortable about participating in a marketing questionnaire.
Experience of completing the research in the clinic
All three of the clinics offer sexual health appointments on a drop-in basis and the waiting time varies by time of day and day of the week. The iPads were positioned so that men could access them while waiting to see clinical staff but the placement of the iPads varied. In one clinic, the research was conducted in the waiting room and in two clinics, participants were taken to a side room to complete research procedures and see the Men’s Safer Sex website in private. Staff described the tensions between making the iPad accessible in the main waiting room (and, thus, increasing access) and offering participants privacy. Some felt uncomfortable approaching potential participants and explaining the study in a public waiting room, especially as the study focused on MSW and staff sometimes knew that men were MSM who would not be eligible. Male participants agreed that privacy was important and most felt happy with the location of the iPad that they had experienced.
The staff who were interviewed had been concerned that patients might be worried about missing their appointments and one of their important roles was to ensure that this did not happen. Participants’ worries about missing appointments were pre-empted by the staff who explained the study.
Attitudes towards online consent
Staff expressed mixed opinions of the self-directed online consent. Although it lessened paperwork and, in theory, should have saved staff time and effort, many felt duty-bound to obtain verbal consent as well, worried that participants may skim read or fail to understand. Participant interviews confirmed some of these fears, with several male interviewees admitting to scanning the consent pages and many others unable recall specific details (although this may also reflect difficulties recalling details ≥ 2 weeks after enrolment):
. . . any other problems at all with the consent process?
. . . it seemed like, I don’t know whether quite a long information sheet on there . . . and, I think, a lot of people were sort of . . . you felt like they were whizzing through it; and you’re thinking, you can’t possibly be reading this . . . and, obviously you’ve got to have all the information in there . . . and I don’t know how you get around that; but some people seemed a bit, you know, huffing and puffing because they were reading through it all, and then they’d scroll up and they’d realise there’s another [unclear]. And I could see people being, oh, for God’s sake, but I didn’t stop them obviously, they’ve got to read it. So I don’t know how you get around that because you’ve got to have all the information in there. You have to have graphics don’t you, but I’m sure there must be a way that you can bullet point it. I wonder if bullet points would be better?
The study materials featured UCL and NHS logos and participants trusted that researchers would protect their anonymity and safety and were not interested in knowing the details of this.
Problems with software and Wi-Fi access
As discussed in Chapter 3, patient Wi-Fi access was problematic in all three clinics and there were multiple problems with the research software. These problems were frustrating for potential research participants and had an impact on recruitment and retention:
The Wi-Fi, we had a nightmare with that, and that genuinely like was a problem because, you know, you’d get people in, they’d sit down and they wouldn’t be able to do it, and it was just so infuriating because they could have been eligible, they could have been, you know, and I had one guy who was so desperate to do it but the Wi-Fi wasn’t working, and it’s just things like that.
Staff member 09, clinic 1
I mean, the only bad thing about the trial was, the follow up questionnaire, when you had to click the link, it didn’t work . . . from the website, so I had to e-mail in, saying I can’t get in . . . and it turned out the problem was, that if you already logged in, instead of taking you to the questionnaire, it took you to your account page . . . I was bothered enough to . . . having already done the first thing, I was kind of like, well, if they’re not aware of the issue, then no-one’s going to complete it, and the whole thing is going to be a waste of everyone’s time.
Participant 340 (interviewee)
Online outcome questionnaire
The questionnaire content was acceptable to interviewees and men said that they were honest in their questionnaire responses. Some commented that it was easier to be honest online than in person.
it’s just good for us to know, but were you honest in the answers that you gave in the questionnaire?
Yes . . . You know, I don’t see the point in saying, oh, I’m not talking about that, because it, at the end of the day, it can potentially harm the research, because you’re not getting the true picture, and it doesn’t . . . you know, it’s very unlikely that I’m ever, you know, going to knowingly meet any of the actual research team, you know, so . . .
Some interviewees did not realise the distinction between the Men’s Safer Sex intervention website and the outcome questionnaire (and so were not clear about whether they were in the intervention or control group).
Engagement with the Men’s Safer Sex website
There were eight sections of research-related information and procedures to complete as well as the baseline questionnaire before intervention group participants could access the Men’s Safer Sex website (see Appendix 6), which was a barrier to engagement as it took some time to complete the research procedures.
. . . it’s hard to get people to interact with it, I think, because of the . . . but that’s because of the way the research is done. [. . . ] So for example when I was . . . so when the patients are doing this it can often take quite a while to get through all the data that you require. So, things like demographic data, and there’s stuff about, I don’t know, sexual preferences, sexual performance, all that kind of stuff, it takes a while to get through. And then by the time they do actually get to the website they aren’t really engaged to use it for that long. Like, a lot of patients would, kind of, just say, I don’t know. Can I go?
Staff member 01, clinic 1
Potential impact of the study on sexual well-being
Our quantitative results showed no significant differences in measured outcomes (although, as a feasibility RCT, the sample size was intentionally small). It was difficult for interviewees to unpick the influence of the research (outcome measurements with or without viewing the Men’s Safer Sex website) from the influence of visiting the clinic and the subsequent invitation for interview. However, participating in the study did seem to change some men’s attitudes and sexual health behaviours.
For some, the act of filling in survey questions prompted some changes:
. . . when I had to do the test and the questions are put in front of you then I started to realise how much I wasn’t being honest in my head . . . that’s what made me realise I had to change my life. That’s when the study helped me so much.
Participant 372 (interviewee)
I think it has been a positive experience. I found being submitted the same questions over and over and having to answer them, offered me the chance to ponder over this topic that often I might have overlooked. It has made me feel more conscious about my sex life.
Participant 332, control group, final comment on 12-month questionnaire
Made me think about protection and prevention before embarking on new relationship.
Participant 181, control group, final comment on 12-month questionnaire
It’s been good because it’s a little reminder to be careful if I were to cheat and it reminds me of going to get tested at the hospital and how much I hated it and it's much easier just to wear a condom.
Participant 215, control group, final comment on 12-month questionnaire
Good. I am more responsible in the fact I’m more open to talking about contraception and protection.
Participant 199, control group, final comment on 12-month questionnaire
Good effects. Nice to reflect on this aspect of life. I also spent the first £10 voucher on a new yoga mat. Thanks for that!
Participant 254, control group, free text comment on 6-month questionnaire
The outcome questions had no reported impact on other men, but the voucher incentives were valued.
I am not learning anything new, so it is not having any effect on my life beyond taking up some time and providing me with amazon vouchers . . .
Participant 167, control group, final comment on 3-month questionnaire
Among the intervention group participants, it is difficult to separate the potential impact of outcome measurement from impacts of viewing the Men’s Safer Sex website. Some participants learned new information as a consequence of participating in the study (presumably from the Men’s Safer Sex website, which contained multimedia features addressing STI transmission):
It has helped me understand more about the way that STI can be transmitted.
Participant 207, intervention group, free-text comment on 3-month questionnaire
There were differing views of the website’s promotion of condom use:
It has been helpful to revise good practice for safer sex. The study has reminded me of risk but not necessarily offered any new solution. I can't help but feel you are trying to promote condoms, an old message. Everything on the website comes back to ‘use a condom’ People, including me take absurd risks because sex with a condom is not the same thing as sex without. There are condoms that work a little better. Your website hedges around actually recommending a brand or type on the grounds of pleasure. That's what people want to know. Is there a condom that I can forget that I'm wearing?
Participant 208, intervention group, final comment on 12-month questionnaire
. . . in a good way I feel that this study has really challenged my sexual habits and made me question why I put my health at risk for a few seconds of intense pleasure when using condoms is not a chore and could save my life.
Participant 218, intervention group, final comment on 3-month questionnaire
However, some men felt that condom use/safer sex was not relevant to them:
I appreciate the study and fully support it, but as I am in a long-term relationship with a single partner, I find that a large amount of questions do not apply to me.
Participant 137, intervention group, comment on 6-month questionnaire
Some felt that participating in the study had no effect on their sexual health.
Final comment box: has being a part of this study had any good or bad effects on your life?
[N]ot really to be honest. I feel that generally speaking it was very obvious the advice that was given, although I do think it is very important to make people aware of some things that perhaps some people do not see as being obvious. Personally I found it obvious and I do not feel that it has had any affect on my sexual practice or my well being. However i am grateful to have taken part and I wish you all the success with your study:)
Participant 304, intervention group, comment on 12-month questionnaire
Potential adverse impacts of the study
Although most comments on the effect of participating in the study were neutral or positive, one man described an adverse impact of participating:
Final comment box: has being a part of this study had any good or bad effects on your life?
Not really, i mean, it reminds me of the sadness of losing my long term girlfriend and also imagining her having sex with other people, which is quite painful to think about but, in terms of my own sexual psychology i think i am fine . . . Honest answer . . . you did ask! ;)
Participant 304, intervention group, final comment on 3-month questionnaire
The place of digital interventions in sexual health care
Male clinic users and clinic staff were positive about the role that digital interventions could play in terms of being a useful resource for sexual health information either before or after clinic appointments. Offering a web-based resource in sexual health waiting rooms was felt to be appropriate.
I think the ideal time to do it would be the waiting room beforehand because you’ve almost got a captive audience. You’ve got like, a marketeer’s dream, haven’t you, because you’ve got people who can’t go anywhere, who are already actually by virtue of being there, a little bit engaged with the subject you want to talk to them about. So, it’s a little bit easier to talk to them about sexual health than just wondering up to them at Liverpool Street station and saying, I’m going to talk to you about sexual health.
Participant 353 (interviewee)
Clinic staff felt that the website could have a useful role in providing access to additional information for patients, at their convenience, but felt that a digital intervention could not and should not replace their role in communicating directly with clinic users.
I think anybody who comes to the clinic has . . . we should be promoting it. It’s not there to substitute any health education that we provide, it’s not there to substitute CBT [cognitive–behavioural therapy] that the psychologist might want to give to the patient, or motivational interviewing that the health advisor might want to do. It’s there as an additional tool to . . . that is accessible 24 hours a day to the patient. And there’s nothing wrong with us making an advert of it in the clinic or having a computer where patients can go and interact with in the waiting room, or having it as an app that they can access on their phones from home. [. . .] I don’t think it changes . . . you are what you are. We cannot be replaced by robots; this can only provide information but it almost ends up being almost one way because it’s quite a rigid system. It can only give you information based on the questions that are already set on the system. It doesn’t have the ability to pick up behaviour, it doesn’t have the ability to pick up any verbal cues that young people might be asking or be uncomfortable with so it can’t prompt, so it doesn’t replace human beings in any way, shape or form. [. . .] I think is has a role and we can use it as a tool. I don’t think it should be there to replace what we do.
Staff member 08 (clinic 2)
Clinic users agreed that face-to-face communication can offer advantages over digital interventions.
I don’t like the idea of it being used in a consultation because I, kind of, want to speak to the clinician then who’s the expert. You know, sometimes clinicians ask a second question, which actually prompts an outpouring of something that proves to be really useful and really, kind of, helps pinpoint a problem.
Participant 353 (interviewee)
Discussion
In summary, male clinic users felt that the Men’s Safer Sex website could be thought-provoking, especially for men who do not want to discuss their sex lives. Both clinic staff and clinic users felt that web-based resources could play a useful role in sexual health care, but were concerned that a website should supplement, but not replace, face-to-face health care. The pilot RCT fitted well around clinical activities but men did not self-direct to the iPads and technical problems hampered access and engagement with the website and data collection. The location of the iPads – either in the waiting room or in a side room – meant a trade-off between accessibility and privacy. Staff were more concerned about consent and confidentiality than clinic users. The experiences of the sexual health questionnaire and follow-up procedures were widely positive and the outcome questionnaire was sometimes thought-provoking and could constitute an intervention in itself.
Qualitative study limitations
We interviewed all staff who were directly involved in the conduct of the Men’s Safer Sex trial at the three sexual health clinics. However, we interviewed only 11 male pilot trial participants (staff sickness meant that it was not possible to conduct more participant interviews) and their views may not be representative of other trial participants (particularly of men who dropped out of the trial). However, the qualitative analysis gives useful insight into our research procedures and of the Men’s Safer Sex website and its design, content and potential usefulness to male sexual health clinic users. Participants in the qualitative study were interviewed 2 weeks after they had registered for the study to enhance recall. This means that we do not have information about user views of follow-up procedures (e-mails, texts and telephone calls) or men’s reactions to e-mail prompts to use the website after clinic visits.
Conclusions
The main message from our qualitative field work is that digital interventions can be a useful supplement to NHS clinical care, but that technical problems must be ironed out before the benefits can be enjoyed. Frameworks for assessing the ethical issues and potential risks of digital research (such as those developed by the British Psychological Society81) would help researchers and ethical committee members to assess any potential risks of online research, and robust protocols for data protection and secure data storage are needed. Engagement with a health promotion website is a challenge in a setting in which digital health care is not routinely provided and online research procedures need to be efficient, with minimal outcome measurement to ensure that participants have time to engage with an intervention.
Public health policy advocates the use of digital interventions for health and these interventions have the potential to offer cost-effective sexual health promotion; however, we encountered significant obstacles to online research and to engagement with the Men’s Safer Sex website in NHS clinical settings. Off-the-shelf software frameworks for online trials and universal access to Wi-Fi in clinics for patients are needed to facilitate smooth conduct of online RCTs. Researcher effort was needed to guide men to the intervention and in order to facilitate routine implementation, IDIs should be offered as components of standardised pathways for sexual health care (e.g. offering online health promotion alongside clinic procedures such as online appointment booking and/or sexual history data collection).
Chapter 6 Next steps
The Men’s Safer Sex website was broadly well received by male patients and clinic staff and we were able to measure the impact on the rate of STI acquisition by checking clinical notes. It is likely to be feasible to conduct a future large-scale RCT to assess the impact of an online intervention using clinic STI diagnoses as a primary outcome. However, technical errors and poor response limited collection of online self-reported outcomes. There were challenges with unreliable software and lengthy research procedures which hampered online self-reported data collection and access to the Men’s Safer Sex intervention.
Response rates were boosted by a larger level of incentive but remained poor (50%) at 12 months. There were no reported harmful effects from the Men’s Safer Sex website and it has the potential to be cost-effective. Qualitative evaluation indicates that the Men’s Safer Sex website can prompt useful changes in attitudes and behaviour for some men. We need to know more about how the digital intervention might work, for whom it might work, as well as when and how, to ensure that participants engage with a digital intervention for long enough to effect change. Important challenges within the NHS are staff resistance to digital interventions79 and patient access to IT (Wi-Fi) in clinic settings. These practical and technical challenges need to be addressed before a large-scale RCT is warranted. There are still uncertainties related to how best to evaluate the cost-effectiveness of websites that promote sexual health. This trial provided evidence of the feasibility of collecting data from clinical files to calculate costs. Further work is required on how to incorporate the costs of the website into the cost-effectiveness analysis, methods for calculating QALYs or other measures of effectiveness in sexual health and obtaining more precise costs of a patient visit to sexual health clinics.
The next steps are to:
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refine the Men’s Safer Sex website in the light of suggestions made by men and by clinic staff
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draw on our experiences and the latest software security protocols to develop a reliable, secure software framework for online trials
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optimise online research procedures (e.g. information formats suitable for reading online, efficient registration procedures, minimal baseline outcome measurement)
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conduct qualitative work with patients, clinic staff and other stakeholders to investigate the best ways to incorporate digital health promotion into NHS clinic pathways, to benefit both patients and clinic staff
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explore potential mechanisms of action of the Men’s Safer Sex digital interventions, including the best ways to enhance engagement with the website, to make best use of opportunities for intervention
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develop more precise methods for estimation of the costs of service use and resources in sexual health clinics
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conduct further research on outcome measures to use in evaluating the cost-effectiveness of Men’s Safer Sex digital interventions
-
conduct additional research and publish clearer guidance on how to incorporate the costs of website development, maintenance and running costs into cost-effectiveness analyses.
Interactive digital interventions show exciting potential for health promotion;105 however, we first need to know more about how to overcome barriers to digital intervention testing and implementation in NHS clinical settings.
Acknowledgements
We would like to thank all of the men who participated in intervention development and in the trial, and the clinical staff for supporting recruitment of participants. The Men’s Safer Sex website and RCT software framework were developed by Digital Life Sciences (www.digitallifesciences.co.uk). The Men’s Safer Sex website is available at www.menss.co.uk.
Contributions of authors
Julia V Bailey was the principal investigator.
Rosie Webster conducted qualitative field work and was the trial co-ordinator.
Rachael Hunter conducted the health economic analyses.
Mark Griffin and Nicholas Freemantle conducted the statistical analyses.
Greta Rait, Claudia Estcourt, Susan Michie, Jane Anderson, Judith Stephenson, Makeda Gerressu, Chee Siang Ang and Elizabeth Murray guided the design and conduct of the qualitative field work, the Men’s Safer Sex intervention content and the feasibility trial.
All authors commented on project publications.
Contributions of others
Lorna Hobbs conducted interviews for the qualitative process evaluation and Naomi Tomlinson conducted qualitative data analysis.
Publications
Webster R, Michie S, Estcourt C, Gerressu M, Bailey JV, on behalf of the MenSS Trial Group. Increasing condom use in heterosexual men: development of a theory-based interactive digital intervention. Translational Behav Med 2016;6:418–27.
Webster R, Gerressu M, Michie S, Estcourt C, Anderson J, Ang CS, et al. Defining the content of an online sexual health intervention: the MenSS website. JMIR Res Protoc 2015;4:e82.
Bailey JV, Webster R, Hunter R, Freemantle N, Rait G, Michie S, et al. The Men’s Safer Sex (MenSS) trial: protocol for a pilot randomised controlled trial of an interactive digital intervention to increase condom use in men. BMJ Open 2015;5:2e00755.
Bailey JV, Webster R, Griffin M, Freemantle N, Hunter R, Rait G, et al. The Men’s Safer Sex (MenSS Trial): a feasibility randomised controlled trial of an interactive digital intervention to increase condom use in men. Digital Health 2016;2:1–12.
Bailey JV, Tomlinson N, Hobbs LJ, Webster R, on behalf of the MenSS Trial Group. Challenges and opportunities in evaluating a digital sexual health intervention in a clinical setting: staff and patient views. Digital Health 2016; submitted.
Data sharing statement
Anonymised qualitative interview data transcripts and quantitative pilot trial outcome data can be obtained from the authors.
Disclaimers
This report presents independent research funded by the National Institute for Health Research (NIHR). The views and opinions expressed by authors in this publication are those of the authors and do not necessarily reflect those of the NHS, the NIHR, NETSCC, the HTA programme or the Department of Health. If there are verbatim quotations included in this publication the views and opinions expressed by the interviewees are those of the interviewees and do not necessarily reflect those of the authors, those of the NHS, the NIHR, NETSCC, the HTA programme or the Department of Health.
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Appendix 1 Worksheet from expert workshop 1
Appendix 2 Information sheets for interview study
Appendix 3 Consent form for interviews
Appendix 4 Topic guide for individual interviews
Appendix 5 Advertisement poster/leaflet for pilot trial
Appendix 6 Trial software framework
The trial software framework
Wording of online registration software
Appendix 7 Questionnaire for pilot trial
Appendix 8 Information sheet for qualitative evaluation of trial procedures interviews: participants
Appendix 9 Consent form for qualitative evaluation interviews
Appendix 10 Topic guide for interviews with trial participants
Appendix 11 Statistical analysis plan
List of abbreviations
- BCT
- behaviour change technique
- BCW
- Behaviour Change Wheel
- CEAC
- cost-effectiveness acceptability curve
- CI
- confidence interval
- COM-B
- capability, opportunity, motivation, behaviour
- EQ-5D-3L
- European Quality of Life-5 Dimensions, three-level version
- GP
- general practitioner
- HIV
- human immunodeficiency virus
- HRQoL
- health-related quality of life
- ICER
- incremental cost-effectiveness ratio
- IDI
- interactive digital intervention
- IRR
- incidence rate ratio
- IT
- information technology
- MSM
- men who have sex with men
- MSW
- men who have sex with women
- NICE
- National Institute for Health and Care Excellence
- QALY
- quality-adjusted life-year
- RCT
- randomised controlled trial
- SMS
- short message service
- SQoL
- Sexual Quality of Life
- SQoL-3D
- Sexual Quality of Life 3 Dimensions
- STI
- sexually transmitted infection
- TDF
- theoretical domains framework
- UCL
- University College London
- WTP
- willingness to pay